Constitutional Framework

Part I

Table of Contents

CH1. Historical Development of Constitution of India

During 200 years of British rule in India, various acts were passed to better control this diversified large land under both Company and the Crown rules. These acts greatly influence the country’s present political structure and various constitutional provisions.

Timeline of British Rule in India

1. The Company Rule(1773-1857)

Laxmikanth Summary: Historical Development of the Constitution of India2. The Crown Rule (1858-1947)

Laxmikanth Summary: Historical Development of the Constitution of India

Important Acts passed during British India and their Provisions

Rule in India (1773-1858)

1. Regulating Act, 1773

Features of the Act

  • The act was the first attempt to regularize company affairs in India.
  • It laid the foundation of Central Administration in India.
  • Governor of Bengal became Governor-General of Bengal (Lord Warren Hastings was the first Governor-General of Bengal).
  • Created Executive Council of 4 members to assist Governor-General of Bengal.
  • Made Governors of Madras and Bombay presidencies subordinate to Governor-General of Bengal.
  • Provisioned for setting up the Supreme Court of Calcutta with 1 Chief justice and 3 other judges.
  • Prohibited the company’s servants from indulging in any private trade and accepting bribes from locals.
  • “Provisioned for the Court of Directors of the Company to report to the British Government regarding its revenue, civil, and military affairs in India.”

2. Act of Settlement or Amending Act, 1781

Features of the Act

  • This act was passed to amend the Regulation Act, 1773.
  • Safeguarded the Governor-General and its council from the jurisdiction of the Supreme Court. Also provided immunity to the servants for their official actions.
  • Exempted matters related to the Company’s revenue from the Supreme Court’s jurisdiction.
  • Required the Supreme Court to administer the personal law of the defendant.
  • Empowered the Governor-General and its Council to frame regulations regarding Provincial Courts and Councils.

3. Pitt’s India Act, 1784

Features of the Act

  • Established a system of Dual Government. Provided for the Court of Directors to manage its commercial affairs while a new body called the Board of Control managed its political affairs.
  • Empowered the Board of Control to supervise and direct civil and military operations and revenues of India’s British possessions.

Significance of the Act

  • First time acknowledged Indian Territory under control of the company as India’s British possessions.
  • The British government became the Supreme Controller of the Company’s affairs and administration in India.

4. Charter Act of 1793

  • The Act extended the company’s rule over the British territories in India.
  • It prolonged the company’s trade monopoly in India for an additional 20 years.
  • The Act established that the “acquisition of sovereignty by the Crown subjects is on behalf of the Crown and not in its own right,” clearly stating that its political functions were on behalf of the British government.
  • The company’s dividends were allowed to be raised to 10%.
  • The Governor-General was granted enhanced powers, enabling him to override his council’s decisions under certain circumstances.
  • He was also given authority over the governors of Madras and Bombay.
  • When the Governor-General was present in Madras or Bombay, he would supersede the governors of Madras and Bombay.
  • In the Governor-General’s absence from Bengal, he could appoint a Vice President from among the civilian members of his Council.
  • The composition of the Board of Control changed, requiring a President and two junior members, who were not necessarily members of the Privy Council.
  • The staff’s salaries and the expenses of the Board of Control were now charged to the company.
  • After all expenses, the company had to pay the British government Rs.5 Lakhs from the Indian revenue annually.
  • Senior company officials were prohibited from leaving India without permission, and doing so would be considered as a resignation.
  • The company was granted the authority to issue licenses to individuals and company employees for trading in India, known as ‘privilege’ or ‘country trade,’ which eventually led to shipments of opium to China.

5. Charter Act, 1813

Features of the Act:

  • Abolished India’s trade monopoly except for trade in tea and trade with China.
  • Allowed Christian missionaries to come to India and start their religious awakening in India.
  • Authorized Local Governments in India to levy taxes on the people of India.

6. Charter Act, 1833

Features of the Act

  • Made Governor-General of Bengal as the Governor-General of India and vested all civil and military powers (Lord William Bentinck became the first Governor-General of India).
  • Empowered Governor-General of India with the exclusive legislative powers of entire British India.
  • The Company became a purely administrative body.

7. Charter Act, 1853

Features of the Act

  • Separated legislative and executive functions of the Governor-General’s Council.
    Governor-General`s Council
    Governor-General’s Council
  • Provided for a separate 6 members Indian Legislative Council to function as mini parliament.
  • Provisioned for open competition system for Indian Civil Services for Indians also.
  • Introduced local representation in the Indian (Central) Legislative Council. (out of 6 members, 4 to be appointed by the local governments of Madras, Bombay, Bengal, and Agra)

Rule in India (1858 to 1947)

1. Government of India Act, 1858

Government of India Act, 1858
  • Post-1857 revolt British Government took control over India’s entire territory under Company rule. The act is also known as the Act of Good Government of India.

Features of the Act

  • Changed the post of Governor-General of India to Viceroy of India and made him the representative of India’s British Crown (Lord Canning was the first Viceroy of India).
  • Abolished the Board of Control and Court of Directors.
  • Created office of Secretary of State for India, vested with complete authority and control over Indian administration.
  • Created a 15 member Council of India to assist the Secretary of State for India.

2. Indian Councils Act, 1861
Laxmikanth Summary: Historical Development of the Constitution of India

Features of the Act

  • Empowered the Viceroy to nominate some Indians as the non-official members under his expanded council (Lord Canning nominated 3 Indians: the Raja of Benaras, the Maharaja of Patiala, and Sir Dinkar Rao). 
  • Decentralized legislative powers by empowering the Bombay and Madras Presidencies. 
  • Provided for establishing new legislative councils for Bengal, North-Western Provinces, and Punjab. The act established the Portfolio system in Indian administration. It empowered the Viceroy to make rules and orders for the Council’s better functioning and made members of the council in-charge and authorized to issue orders regarding one or more government departments allocated to them. 
  • Empowered the Viceroy of India to issue ordinances in an emergency without the legislative council’s concurrence and with a validity of 6 months.

3. Indian Councils Act, 1892

Features of the Act

  • Increased number of non-official members in the Central and Provincial legislative councils.
  • Empowered the legislative councils by discussing budget and addressing questions to the executive.
  • Provided for the nomination of some non-official members of the:
    (i) Central Legislative Council by the viceroy on the Provincial Legislative Councils’ recommendation and the Bengal Chamber of Commerce, and that of the Provincial Legislative Councils by the Governors on the district board’s recommendation, municipalities, universities, trade associations, zamindars, and chambers.

4. Indian Councils Act, 1909

  • Also known as Morley-Minto Reforms.
    Morley-Minto Reforms
    Morley-Minto Reforms
  • The number of members in the Central Legislative Council was increased from 16 to 60, and the number of members in the Provincial Legislative Council was also increased but not uniformly. 
  • Empowered the members of legislative councils at both levels to ask supplementary questions, move resolutions on the budget, etc. 
  • Provided for the association of Indians with the executive councils of the Viceroy and Governors (Satyendra Prasanna Sinha was the first Indian to join the Viceroy’s executive council as the Law member).
  • Introduced system of communal representation for Muslims and separate electorate for them.

5. Government of India Act, 1919

Features of the Act

  • Also known as the Montagu-Chelmsford Reforms.
  • Separated Central and Provincial subjects.

Division of Provisional SubjectsDivision of Provisional Subjects

 
Division of Provincial Subjects
  • Provincial subjects were further divided into transferred subjects and reserved subjectsTransferred subjects were to be governed by the Governor with ministers of the legislative council, and Governor’s reserved subjects were to be managed by his executive council.
  • Introduced bicameralism and direct elections in the country.
  • Provided that 3 out of 6 members of the Viceroy’s executive council were to be Indian.
  • Provided for separate electorates for Sikhs, Indian Christians, Anglo-Indians, and Europeans.
  • Granted the franchise to a limited number of people based on property, tax, or education.
  • Created the new office of the High Commissioner for India in London.
  • Provided for setting up a Central Service Commission for recruiting civil servants.
  • Separated provincial budgets from the Central budget and authorized provincial legislatures to enact their budgets.

Significance of the Act

  • This was intended towards a responsible government in British India; the role of elected members in the legislature was advisory, and the Viceroy retained control of the central government.
  • Later, with the passage of the Rowlatt Act, the government suppressed the voices of Indians as it empowered the Government to imprison any person without trial and conviction in a court of law.
  • The Simon Commission was then appointed in 1927, which was greatly opposed by Indians.

6. Government of India Act, 1935

Events leading to Act

  • Incorporating the recommendations of the Simon Commission (1930).
  • Civil Disobedience Movement (1930).
  • Recommendations of Round Table Conferences (1930, 31, and 32).
  • Gandhi-Irwin Pact.
  • Poona Pact between Gandhi Ji and B.R. Ambedkar (1932).
    Laxmikanth Summary: Historical Development of the Constitution of India

Features of the Act

  • Provided for establishing an All India Federation consisting of provinces and princely states.
  • Divided powers into three lists: Federal list (for Centre, with 59 items), Provincial list (for Provinces, with 54 items), and the Concurrent list (for both, with 36 items). The Viceroy was empowered with all the residuary powers.
  • Abolished dyarchy in the provinces and introduced provincial autonomy. It introduced responsible Governments in provinces where the Governor needed to work on ministers’ advice, responsible to the provincial legislature.
  • Provided for the adoption of dyarchy at the Centre. Federal subjects were divided into transferred subjects and reserved subjects.
  • Introduced bicameralism in 6 out of 11 provinces (Bengal, Bombay, Madras, Bihar, Assam, and the United Provinces).
  • Divided Federal Budget: 80 per cent non-votable part could not be discussed or amended in the legislature. The remaining 20 per cent of the whole budget could be discussed or amended in the Federal Assembly.
  • Provisioned for separate electorates for depressed classes (Scheduled Castes), women, and labour. It extended franchise, and about 10 per cent of the total population got voting rights.
  • Abolished the Council of India.
  • Established Reserve Bank of India to control the country’s currency and credit.
  • Established Federal Public Service Commission, Provincial Public Service Commission, and Joint Public Service Commission.
  • Provided for setting up a Federal Court.

Significance of the Act

  • Reflected the ambiguity of British commitment to dominion status for India. 
  • Discussed nothing about the citizens’ rights. 
  • There was no major impact on the Governor-General’s powers and that of Governors in the provinces. 
  • Communal electorate further divided Indian society. 
  • The Constitution so created was rigid, and the power to amend was reserved with the British parliament. 

7. Indian Independence Act, 1947

Based on the Muslim league’s demands for a separate nation for Muslims, the then Viceroy of India, Lord Mountbatten, put forth the partition plan, known as the Mountbatten Plan. Both Congress and the Muslim League accepted the plan. The Indian Independence Act of 1947 gave immediate effect to the plan.

Features of the Act

  • Ended British rule in India and declared India to be an independent and sovereign state from August 15, 1947.
  • It provisioned for India and Pakistan’s partition as two independent dominions with the right to secede from the British Commonwealth.
  • It empowered the Constituent Assemblies of the two nations to frame and adopt any constitution of their respective nations and repeal any British Parliament act, including the Independence Act itself.
  • It abolished the office of Secretary of State for India and transferred his powers to the Secretary of State for Commonwealth Affairs.
  • It deprived the British Monarch of his right to veto bills or ask for a reservation of certain bills for his approval.
  • It designated the Governor-General of India and provincial governors as constitutional (nominal) heads of the states.
  • It dropped the Emperor of India’s title from the King of England’s royal titles.
  • It discontinued the appointment to Civil Services and the Secretary of State of India’s posts and reservation of posts.
  • Crown ceased to be the Source of Authority.

Significance of the Act

  • As per the provision under the Act, India became an independent nation on 15th August 1947, and the British rule in India came to an end.
  • Lord Mountbatten became the last Governor-General of British India and the first Governor-General of India’s new dominion.
  • J.L. Nehru became the first Prime Minister of the Country.
  • The Constituent Assembly of India, constituted in 1946, became the Parliament of Independent India.
  • As per the act’s provision, the princely states were free to join any of the two dominions or set themselves free, which led to a huge unification of the country and curbed the seceding tendencies.

Key Timelines – Constitution of Independent India

Indian Constitution Drafting:

    • Constituent Assembly drafted the Indian Constitution, taking almost three years to complete.
    • Assembly convened on December 9, 1946.

Committee Creation Proposal:

    • On August 14, 1947, a proposal emerged for forming committees.

Drafting Committee Establishment:

    • Drafting Committee formed on August 29, 1947.
    • Constituent Assembly initiated the Constitution-writing process.

Presidential Involvement:

    • Dr. Rajendra Prasad, as President, prepared the draft in February 1948.

Constitution Adoption:

    • Constitution adopted on November 26, 1949.

Republic Day and Transformation:

    • Constitution came into effect on January 26, 1950, declaring India a Republic.
    • On this day, the Assembly transformed into the Provisional Parliament of India until the formation of a new Parliament in 1952.

Constitution Characteristics:

    • Longest written constitution globally.
    • Comprises 395 articles and 12 schedules.

CH2. Making of the Constitution

M.N. Roy, the first person to put forward the idea of the Constituent AssemblyM.N. Roy, the first person to put forward the idea of the Constituent Assembly

  • M.N. Roy first time kept forward the idea of the Constituent Assembly in 1934.
  • In 1935, the Indian National Congress for the first time demanded a Constituent Assembly to frame the Constitution of India.
  • In 1938 Jawahar Lal Nehru declared that the Constitution of free India must be framed by a Constituent Assembly whose members are to be elected based on an adult franchise. It should be free from any external interference.
  • In the 1940s ‘August Offer’ demand was accepted and in 1942 Sir Stafford Cripps was sent to India with a draft proposal on the framing of an independent Constitution to be adopted after World War II.
  • Muslim league rejected the proposal as it demanded two dominion states with two separate constituent assemblies.
  • Later in 1946, the Cabinet mission put forward the idea of a Constituent Assembly which satisfied both the INC and the Muslim League.
  • In November 1946, the Constituent Assembly was constituted under the scheme formulated by the Cabinet Mission Plan.

Laxmikanth Summary: Making of the ConstitutionConstituent Assembly

 

Plan provisioned the following scheme for setting up the Constituent Assembly of India:

  • The total strength of the Constituent Assembly was 389. Of these, 296 seats were allotted to British India and 93 seats to the Princely States. Out of 296 seats allotted to British India, 292 members were drawn from the eleven governors’ provinces 4 from the four chief commissioners’ provinces, and one from each.
  • Each province and princely state were to be allotted seats in proportion to their respective population. Roughly one seat was to be allotted for every million population.
  • Seats allocated to each British province were to be divided among Muslims, Sikhs, and General (others), in proportion to their population.
  • The representatives of each community were to be elected by members of that community in the provincial legislative assembly and voting was to be by the method of proportional representation using a single transferable vote.
  • The representatives of the princely states were to be nominated by the heads of the princely states.

Thus, under the above provisions, the Constituent Assembly became a partly elected and partly nominated body. The members were indirectly elected by the members of the provincial assemblies. It did not present the sentiments of the masses as the members of provincial assemblies themselves were elected on a limited franchise.

  • The election for 296 seats allotted to the British Indian Provinces was held in July-August 1946. Out of these seats, the Indian National Congress won 208 seats, the Muslim League won 73 seats, and the remaining 15 seats were held by independent players.
  • 93 seats allocated to princely states were not filled as they refrained from the Assembly.
  • Though the assembly did not reflect the mass verdict it had representatives from every section of the society.
  • Mahatma Gandhi was not a member of the Constituent Assembly.

Working of the Constituent Assembly

The Constituent Assembly held its first meeting on December 9, 1946. Muslim League boycotted the meeting and demanded a separate state of Pakistan. Only 211 members attended the first meeting.
Dr. Sachchidananda Sinha was elected as the temporary/interim President of the Assembly, following the French practice. Later Dr. Rajendra Prasad was elected as the President of the Assembly and both H.C. Mukherjee and V.T. Krishnamachari became the Vice-President of the Assembly.

Objective Resolution: On December 13, 1946, Jawahar Lal Nehru moved the ‘Objective Resolution’ in the Constituent Assembly which was unanimously adopted by the assembly on January 22, 1947.

The important provisions of the Resolution were:

  • This Constituent Assembly declares its firm and solemn resolve to proclaim India as an Independent Sovereign Republic and to draw up for her future governance a Constitution.
  • Wherein the territories comprising present-times British India, the territories that now form the Indian State and such other parts of India as are outside India and the States as well as other territories as are willing to be constituted into independent sovereign India, shall be a Union of them all
  • Wherein the said territories, whether with their present boundaries or with such others as may be determined by the Constituent Assembly and thereafter according to the law of the Constitution, shall possess and retain with the residuary powers and exercise all powers and functions of the Government and administration implied in the Union or resulting therefrom
  • Wherein all power and authority of Sovereign Independent India, its constituent parts and organs of Government are derived from the people.
  • Wherein shall be guaranteed and secured to all the people of India justice, social, economic, and political; equality of status of opportunity, and before the law; freedom of thought, expression, belief, faith, worship, vocation, association, and action, subject to the law and public morality.
  • Wherein adequate safeguards shall be provided for minorities, backward and tribal areas, and depressed and other backward classes.
  • Whereby shall be maintained the integrity of the territory of the Republic and its sovereign rights on land, sea, and air according to justice and the law of civilized nations.
  • This ancient land attains its rightful and honoured place in the world and makes its full and willing contribution to the promotion of world peace and the welfare of mankind.

Initially, the representatives of the princely states stayed away from the Constituent Assembly. On April 28, 1947 representatives of the 6 states became part of the assembly and after the acceptance of the Mountbatten Plan of June 3, 1947, most of the other princely states entered the assembly. Later the members of the Muslim League from the Indian dominion also joined the assembly.

Changes after the Indian Independence Act, of 1947: The act of 1947 made the following changes:

  • The Assembly became the fully sovereign body and was empowered to frame any Constitution it pleased.
  • It became the legislative body. It became responsible to frame the Constitution of India and enact ordinary laws for the country. Whenever the assembly worked as a Constitutional body, it was chaired by Dr. Rajendra Prasad and when it met as a legislative body, G.V. Mavlankar became the chairman (this arrangement continued till November 26, 1949).
  • Muslim League withdrew from the assembly and it reduced the total strength of the assembly to 299 from 389. The strength of Indian provinces reduced to 229 from 296 and that of princely states to 70 from 93.

Other Functions performed by the Assembly: 

  • Ratified India’s membership of the Commonwealth in May 1949.
  • Adopted the National Flag of India on July 22, 1947.
  • Adopted National Anthem on January 24, 1950.
  • Elected Dr Rajendra Prasad was the first President of India on January 24, 1950. 

On January 24, 1950, the Constituent Assembly held its final session but continued as the provincial parliament from January 26, 1950, till the first general elections in 1951-52 were held.

Committees of the Constituent Assembly

Laxmikanth Summary: Making of the Constitution

Drafting Committee
On August 29, 1947, a Drafting Committee was set up to prepare a draft of the new Constitution. It was a seven-member committee with Dr. B.R. Ambedkar as the Chairman of the committee. The other 6 members include:
Laxmikanth Summary: Making of the Constitution

Members of the Drafting Committee

  • N. Gopalaswamy Ayyangar
  • Alladi Krishnaswamy Ayyar
  • Dr. K.M. Munshi
  • Syed Mohammad Saadullah
  • N.M. Rau
  • T.T. Krishnamachari

Enactment of the Constitution

  • Dr. B.R. Ambedkar introduced the final draft of the Constitution in the Assembly on November 4, 1948, for the first reading. The second reading was held on November 15, 1948, and the third reading on November 14, 1949.
  • The draft was passed on November 26, 1949 (thus, celebrated as Constitution day).
  • The Constitution as adopted on November 26, 1949, contained the Preamble, 395 Articles, and 8 Schedules.
    Laxmikanth Summary: Making of the ConstitutionLaxmikanth Summary: Making of the ConstitutionLaxmikanth Summary: Making of the Constitution
  • Provisions of citizenship, elections, provisional parliament, temporary and transitional provisions, and short title are contained in Articles 5, 6, 7, 8, 9, 60, 324, 366, 367, 379, 380, 388, 391, 392, and 393 came into force on November 26, 1949. The remaining provisions came into force on January 26, 1950.
  • With the adoption of the Constitution, all the provisions under the Indian Independence Act, of 1947, and the Government of India Act, of 1935 were repealed.
  • The Abolition of Privy Council Jurisdiction Act (1949) continued.

Enforcement of the Constitution

  • The provisions of the Indian Constitution related to citizenship, elections, provisional parliament, temporary and transitional provisions, and short title, contained in Articles 5, 6, 7, 8, 9, 60, 324, 366, 367, 379, 380, 388, 391, 392, and 393 came into force on November 26, 1949.
  • The majority of the Constitution, excluding the mentioned provisions, came into force on January 26, 1950, celebrated as Republic Day. This date was chosen due to its historical significance, being the day of the Purna Swaraj celebration in 1930 after the resolution of the Lahore Session (December 1929) of the INC.
  • The ‘date of commencement’ of the Constitution marks the celebration of Republic Day, and it symbolizes the culmination of the independence movement.
  • The Indian Independence Act of 1947 and the Government of India Act of 1935, along with all enactments amending or supplementing the latter Act, were repealed with the commencement of the Constitution.
  • The Abolition of Privy Council Jurisdiction Act (1949) was an exception and continued to be in effect after the Constitution came into force.

Experts Committee of the Congress

  • Formation of the Experts Committee: On July 8, 1946, while Constituent Assembly elections were ongoing, the Congress Party (Indian National Congress) appointed an Experts Committee to prepare material for the Constituent Assembly.
  • Committee Members: Jawaharlal Nehru served as the Chairman, and other members included M. Asaf Ali, K.M. Munshi, N. Gopalaswami Ayyangar, K.T. Shah, D.R. Gadgil, Humayun Kabir, and K. Santhanam.
  • Additional Member and Convener: Krishna Kripalani was later co-opted as a member and the convener of the committee on the Chairman’s proposal.
  • Committee Proceedings: The committee had two sittings: the first in New Delhi from July 20 to 22, 1946, and the second in Bombay from August 15 to 17, 1946.
  • Discussion Topics: Apart from individual notes prepared by its members, the committee deliberated on the procedure to be adopted by the Constituent Assembly. They also discussed the appointment of various committees and drafted a resolution on the objectives of the constitution, to be presented during the first session of the Constituent Assembly.
  • Role in Constitution Making: According to Granville Austin, an American constitutional expert, the Congress Experts Committee played a crucial role in shaping India’s constitution. They worked within the framework of the Cabinet Mission Scheme, providing general suggestions on autonomous areas, powers of provincial and central governments, princely states, and the amending power. The committee’s drafted resolution closely resembled the Objectives Resolution.
  • Significance: The committee’s efforts were instrumental in setting the foundation for India’s constitution, guiding the early discussions and shaping key aspects within the constitutional framework.

Criticism of the Constituent Assembly

The Constituent Assembly was criticized on various grounds including:

  • Not a Representative Body as it did not reflect the mass verdict due to election by the limited franchise.
  • Not a Sovereign body as it was formed based on the proposals of the British Government and held its meetings with their permission.
  • Took greater time to frame the Constitution as compared to the American Constitution which took only 4 months.
  • Dominated by Congress
  • The domination of Lawyers and Politicians and the representation of other professionals were not significant
  • Dominated by Hindus

Do You Know!

  • S.N. Mukherjee was the chief draftsman of the constitution in the Constituent Assembly.
  • Prem Behari Narain Raizada was the calligrapher of the Indian Constitution. He had handwritten the original text of the constitution in a flowing italic style.
  • It was beautified and decorated by artists from Shanti Niketan including Nand Lal Bose and Beohar Rammanohar Sinha.
  • The calligraphy of the Hindi version of the original constitution was done by Vasant Krishan Vaidya and decorated and illuminated by Nand Lal Bose.
  • The elephant was adopted as the symbol of the Constituent Assembly. Thus, its figurine was carved on the seal of the assembly.
  • Originally, the Constitution of India did not make any provision concerning an authoritative text of the Constitution in the Hindi Language. Later, a provision in this regard was made by the 58th Constitutional Amendment Act of 1987 which inserted a new Article 394-A in the last part of the constitution.

In this document, you have learned that

  • In 1935, the Indian National Congress for the first time demanded a Constituent Assembly to frame the Constitution of India.
  • In November 1946, Constituent Assembly was constituted under the scheme formulated by the Cabinet Mission Plan.
  • Muslim League withdrew from the assembly and it reduced the total strength of the assembly to 299 from 389. The strength of Indian provinces reduced to 229 from 296 and that of princely states to 70 from 93.
  • Members of the Drafting Committee
    • N. Gopalaswamy Ayyangar
    • Alladi Krishnaswamy Ayyar
    • Dr. K.M. Munshi
    • Syed Mohammad Saadullah
    • N.M. Rau
    • T.T. Krishnamachari
  • One of the main criticism of The Assembly was it being a domination of Lawyers and Politicians and representation of other professionals was not significant.

CH3. Salient Features of the Constitution

Introduction

The Indian Constitution is special because it takes ideas from around the world but still has its own unique qualities. Over time, there have been important changes, especially with the 42nd Amendment in 1976, which had a big impact on many parts of the Constitution. The courts, in a case called Kesavananda Bharati in 1973, said that while Parliament can make changes, it can’t touch the Constitution’s fundamental structure. So, despite these changes, the Constitution keeps its special identity, showing how it can adapt and grow while staying true to its core.

Salient Features of the Constitution

The Salient features of the constitution are as follows:

1. Lengthiest Written Constitution

  • Constitutions are classified into written (like the American) or unwritten (like the British).
  • Indian Constitution is the world’s lengthiest written constitution.
  • Original (1949): Preamble, 395 Articles (22 Parts), 8 Schedules.
  • Current: Preamble, about 470 Articles (25 Parts), 12 Schedules.
  • Amendments since 1951: Deleted 20 Articles, one Part (VII), added 95 Articles, four Parts (IVA, IXA, IXB, XIVA), four Schedules (9, 10, 11, 12).
  • Factors contributing to size: Geographical diversity, historical influence, single constitution for Center and states, legal luminaries’ dominance.
  • Comprehensive content includes fundamental principles and detailed administrative provisions.
  • Jammu and Kashmir had special status until 2019 (Article 370).
  • Abolishment of special status in 2019, extending all provisions of the Constitution of India to Jammu and Kashmir.
  • Jammu and Kashmir Reorganisation Act, 2019, created two Union territoriesJammu & Kashmir and Ladakh.

2. Drawn From Various Sources

  • The Constitution of India incorporates provisions from various countries and the Government of India Act of 1935.
  • Dr. B.R. Ambedkar emphasized the exhaustive study of global constitutions during the framing.
  • Structural elements, largely from the Government of India Act of 1935.
  • Philosophical aspects (Fundamental Rights and Directive Principles) inspired by American and Irish Constitutions respectively.
  • Political components (Cabinet Government principle, Executive-Legislature relations) drawn from British Constitutions.
  • Other provisions borrowed from the constitutions of Canada, Australia, Germany, USSR (now Russia), France, South Africa, Japan, and more.
  • The Government of India Act, 1935, holds significant influence, serving as a major source.
  • Federal Scheme, Judiciary, Governors, Emergency Powers, Public Service Commissions, and administrative details mainly drawn from the 1935 Act.
  • Over half of the Constitution’s provisions are identical or closely resemble those in the 1935 Act.

3. Blend of Rigidity and Flexibility

  • Constitutions are classified as rigid or flexible.
  • Rigid Constitution: Requires a special procedure for amendment (e.g., American Constitution).
  • Flexible Constitution: Amended like ordinary laws (e.g., British Constitution).
  • Indian Constitution: Neither rigid nor flexible, a synthesis of both.
  • Article 368 outlines two types of amendments:
    (a) Special majority of Parliament (two-thirds of members present and voting, and majority of total membership).
    (b) Special majority of Parliament with ratification by half of the total states.
  • Some Constitution provisions are amendable by a simple majority in the manner of the ordinary legislative process.
  • These amendments do not fall under Article 368.

4. Federal System with Unitary Bias 

  • Indian Constitution: Establishes a federal system of Government.
  • Usual federal features include two Governments, division of powers, a written Constitution, supremacy, rigidity, an independent judiciary, and bicameralism.
  • Unitary/non-federal features include a strong Center, single Constitution, single citizenship, flexibility, integrated judiciary, Center-appointed state governor, all-India services, emergency provisions, etc.
  • Parliamentary government features:
    • Federal in form but unitary in spirit.
    • Described as ‘Union of States’ in Article 1.
    • Implies the Indian Federation is not a result of a state agreement.
    • No state has the right to secede from the federation.
  • Descriptive terms for the Indian Constitution:
    • ‘Quasi-federal’ by K.C. Wheare.
    • ‘Bargaining federalism’ by Morris Jones.
    • ‘Co-operative federalism’ by Granville Austin.
    • ‘Federation with a centralizing tendency’ by Ivor Jennings.

5. Parliamentary Form of Government

  • Constitution of India: Adopts the British Parliamentary System over the American Presidential System.
  • The parliamentary system emphasizes cooperation between legislative and executive, contrary to the American separation of powers.
  • Also known as ‘Westminster Model,’ ‘Responsible Government,’ and ‘Cabinet Government.’
  • Features of Parliamentary Government in India:
    • Presence of nominal and real executives.
    • Majority party rule.
    • Collective responsibility of the executive to the legislature.
    • Membership of ministers in the legislature.
    • Leadership of the Prime Minister or Chief Minister.
    • Dissolution of the lower House (Lok Sabha or Assembly).
  • Westminster: Symbol/synonym for the British Parliament.
  • Differences from the British Parliamentary System:
    • Indian Parliament is not sovereign, unlike the British.
    • Indian State has an elected head (republic), while the British State has a hereditary head (monarchy).
    • In both Indian and British parliamentary systems, the role of the Prime Minister is significant, termed as ‘Prime Ministerial Government.’

6. Synthesis of Parliamentary Sovereignty and Judicial Supremacy

  • Sovereignty of Parliament:
    • Associated with the British Parliament.
    • Principle of judicial supremacy linked to the American Supreme Court.
  • Judicial Review in India:
    • Differs from the British system and is narrower than the U.S.
    • American Constitution’s ‘due process of law’ vs. Indian Constitution’s ‘procedure established by law’ (Article 21).
  • Indian Constitutional Synthesis:
    • A balance between British parliamentary sovereignty and American judicial supremacy.
    • Supreme Court can declare parliamentary laws unconstitutional through judicial review.
    • Parliament can amend a major portion of the Constitution through its constituent power.

7. Integrated and Independent Judiciary 

  • Indian Judicial System: Integrated and independent.
  • Hierarchy:
    • Supreme Court: Apex of the integrated system.
    • High Courts: At the state level.
    • Subordinate Courts: Hierarchy includes district courts and lower courts.
  • Enforcement of Laws:
    • Single system of courts enforces both central and state laws.
    • In the USA, federal laws by federal judiciary, state laws by state judiciary.
  • Supreme Court’s Role: Federal court, highest appeal court, guardian of fundamental rights, and Constitution.
  • Provisions for Independence:
    • Security of tenure for judges.
    • Fixed service conditions.
    • Supreme Court expenses from Consolidated Fund of India.
    • Prohibition on discussing judge conduct in legislatures.
    • Ban on practice after retirement.
    • Contempt of court power vested in the Supreme Court.
    • Separation of judiciary from the executive.

8. Fundamental Rights

  • Fundamental Rights in Indian Constitution (Part III):
    • Right to Equality (Articles 14-18)
    • Right to Freedom (Articles 19-22)
    • Right against Exploitation (Articles 23-24)
    • Right to Freedom of Religion (Articles 25-28)
    • Cultural and Educational Rights (Articles 29-30)
    • Right to Constitutional Remedies (Article 32)
  • Original Fundamental Rights:
    • Seven initially, with the Right to Property (Article 31).
    • Removed by the 44th Amendment Act of 1978.
    • Right to Property became a legal right under Article 300-A in Part XII.
  • Purpose of Fundamental Rights:
    • Promote political democracy.
    • Limit executive tyranny and arbitrary laws.
    • Enforceable by courts; justiciable in nature.
  • Limitations on Fundamental Rights:
    • Not absolute, subject to reasonable restrictions.
    • Can be curtailed or repealed by Parliament through Constitutional Amendment Act.
    • Suspended during National Emergency, except rights under Articles 20 and 21.

9. Directive Principles of State Policy

  • Directive Principles of State Policy (Part IV):
    • Termed a ‘novel feature’ by Dr. B.R. Ambedkar.
    • Three categories: socialistic, Gandhian, liberal-intellectual.
  • Purpose:
    • Aim to promote social and economic democracy.
    • Establish a ‘welfare state’ in India.
  • Enforceability:
    • Unlike Fundamental Rights, not justiciable.
    • Not enforceable by courts for violation.
  • Moral Obligation:
    • Constitution declares them fundamental.
    • State duty to apply these principles in making laws.
    • Imposes a moral obligation on state authorities.
  • Force Behind Principles:
    • Political force, primarily public opinion.
    • Not legally binding but carry moral weight.
  • Minerva Mills Cases (1980): TheSupreme Court emphasized the balance between Fundamental Rights and Directive Principles in the Indian Constitution.

10. Fundamental Duties

  • Fundamental Duties (Part IV-A):
    • Not in the original constitution.
    • Added during the internal emergency (1975-77) by the 42nd Constitutional Amendment Act of 1976.
    • One more duty added by the 86th Constitutional Amendment Act of 2002.
  • Specification:
    • Part IV-A, Article 51-A lists eleven Fundamental Duties.
    • Includes respecting the Constitution, national flag, and national anthem.
    • Involves protecting the sovereignty, unity, and integrity of the country.
    • Promotes common brotherhood and preserves the rich heritage of composite culture.
  • Purpose of Fundamental Duties:
    • Serve as a reminder to citizens about their responsibilities while enjoying rights.
    • Consciousness of duties to country, society, and fellow citizens.
  • Enforceability:
    • Like Directive Principles, non-justiciable in nature.
    • Not legally binding but highlight the moral and ethical responsibilities of citizens.

11. A Secular State

  • Secular Character of the Indian State:
    • The Constitution stands for a secular state, with no official religion.
    • Provisions indicating secularism:
      • ‘Secular’ was added to Preamble by the 42nd Amendment Act of 1976.
      • The preamble ensures liberty of belief, faith, and worship for all citizens.
      • Equality before the law and non-discrimination on the grounds of religion (Articles 14-15).
      • Equality of opportunity in public employment (Article 16).
      • Freedom of conscience and the right to profess, practice, and propagate any religion (Article 25).
      • Right of religious denominations to manage their religious affairs (Article 26).
      • No compelled taxes for promoting a particular religion (Article 27).
      • No religious instruction in state-maintained educational institutions (Article 28).
      • Right to conserve distinct language, script, or culture (Article 29).
      • Minorities’ right to establish and administer educational institutions (Article 30).
      • State’s endeavour for a Uniform Civil Code (Article 44).
  • Indian Secularism:
    • Positive concept: Equal respect and protection to all religions.
    • Inapplicability of the Western concept of complete separation due to the multi-religious nature of Indian society.
  • Abolishment of Communal Representation:
    • Abolished old communal representation system.
    • Temporary reservation of seats for scheduled castes and tribes for adequate representation.

12. Universal Adult Franchise

  • Basis for Lok Sabha and state legislative assembly elections.
  • Every citizen 18 years or older has the right to vote without discrimination.
  • Voting Age: Reduced to 18 from 21 in 1989 by the 61st Constitutional Amendment Act of 1988.
  • Bold Experiment:
    • Constitution-makers introduced universal adult franchise.
    • Remarkable considering vast size, huge population, high poverty, social inequality, and overwhelming illiteracy.
  • Impact of Universal Adult Franchise:
    • Broadens democracy, making it inclusive.
    • Enhances self-respect and prestige of common people.
    • Upholds the principle of equality.
    • Enables minorities to protect their interests.
    • Opens new opportunities for weaker sections.

13. Single Citizenship

  • Indian Constitution and Citizenship:
    • Federal structure with a dual polity (Centre and states).
    • Provides for a single citizenship, i.e., Indian citizenship.
  • Comparison with the USA:
    • In the USA, individuals are citizens of both the country and the state they belong to.
    • Dual allegiance and rights conferred by both the national and state governments.
  • Indian Citizenship:
    • All citizens, regardless of their state of birth or residence, enjoy the same political and civil rights throughout the country.
    • No discrimination based on regional factors.
  • Challenges despite Single Citizenship:
    • Communal riots, class conflicts, caste wars, linguistic clashes, and ethnic disputes persist.
    • The Constitution’s goal of building a united and integrated Indian nation not fully realized.

14. Independent Bodies

  • Independent Bodies in the Indian Constitution:
    • Complement legislative, executive, and judicial organs.
    • Crucial for the democratic system in India.
  • Election Commission: Ensures free and fair elections for Parliament, state legislatures, President, and Vice President.
  • Comptroller and Auditor-General of India:
    • Audits accounts of Central and state governments.
    • Guardian of the public purse, comments on legality and propriety of government expenditure.
  • Union Public Service Commission:
    • Conducts examinations for recruitment to All-India services and higher Central services.
    • Advises the President on disciplinary matters.
  • State Public Service Commission:
    • Every state conducts examinations for recruitment to state services.
    • Advises the governor on disciplinary matters.
  • Independence Assurance: The Constitution ensures independence through provisions like security of tenure, fixed service conditions, and expenses charged to the Consolidated Fund of India.

15. Emergency Provisions 

  • Emergency Provisions in the Indian Constitution: Included to safeguard sovereignty, unity, integrity, and security of the country, democratic political system, and the Constitution.
  • Types of Emergencies:
    • National Emergency (Article 352): Grounds: War, external aggression, armed rebellion.
    • State Emergency (President’s Rule) (Article 356): Grounds: Failure of Constitutional machinery in states.
    • Financial Emergency (Article 360): Grounds: Threat to financial stability or credit of India.
  • Central Government’s Powers During Emergency:
    • All-powerful during an emergency.
    • States come under the total control of the Centre.
    • Federal structure transforms into a unitary one without a formal constitutional amendment.
  • Unique Feature of the Indian Constitution: Transformation from federal (normal times) to unitary (during emergencies) is distinctive and unique.

16. Three-tier Government 

Laxmikanth Summary: Salient Features of the Constitution

  • Originally, the Indian Constitution focused on a dual polity—Centre and states, like other federal constitutions.
  • Later, the 73rd Constitutional Amendment Act (1992) added a third tier of government, not present in other world constitutions.
  • The 73rd Amendment recognized panchayats, adding Part IX and Schedule 11, instituting a three-tier panchayati raj system in every state.
  • The 74th Constitutional Amendment Act (1992) added Part IX-A and Schedule 12, recognizing municipalities and introducing three types in every state—nagar panchayat, municipal council, and municipal corporation.

17. Co-operative Societies

The 97th Constitutional Amendment Act of 2011 conferred constitutional status and protection to co-operative societies, bringing about three key changes:

  • Elevated the formation of co-operative societies to a fundamental right under Article 19.
  • Introduced a new Directive Principle of State Policy focused on the promotion of cooperative societies (Article 43-B).
  • Added a new section, Part IX-B, titled “The Co-operative Societies” (Articles 243-ZH to 243-ZT), containing provisions to ensure the democratic, professional, autonomous, and economically sound functioning of co-operative societies. Empowers Parliament and state legislatures to legislate appropriately for multi-state and other cooperative societies, respectively.

Criticism of the Constitution 

The Constitution of India, as framed and adopted by the Constituent Assembly of India,  has been criticized on the following grounds: 

Laxmikanth Summary: Salient Features of the Constitution

1. A Borrowed Constitution 

  • Labelled as a ‘borrowed Constitution,’ ‘bag of borrowings,’ ‘hotch-potch Constitution,’ or ‘patchwork’ of world constitutions by critics.
  • Critics argue that it lacks originality.
  • Critics’ views are deemed unfair and illogical.
  • Framers made necessary modifications to borrowed features, adapting them to Indian conditions and avoiding faults.
  • Dr. B.R. Ambedkar defended the Constitution in the Constituent Assembly.
  • Highlighted the inevitability of similarities in main provisions among constitutions globally.
  • Stressed that variations to address faults and accommodate national needs are the only novel aspects.
  • Dismissed the charge of blindly copying other countries’ constitutions as based on inadequate study.

2.  A Carbon Copy of the 1935 Act

  • Critics: Raised concerns about extensive borrowing from the Government of India Act of 1935.
  • “Carbon Copy” and “Amended Version”: Terms used by critics to characterize the Constitution’s relationship with the 1935 Act.
  • N. Srinivasan: Described the Constitution as closely resembling the 1935 Act in language and substance.
  • Sir Ivor Jennings: Noted direct derivations and textual similarities between the Constitution and the 1935 Act.
  • P.R. Deshmukh: Commented that the Constitution added adult franchise to the 1935 Act.
  • Dr. B.R. Ambedkar: Defended the borrowing, emphasizing that fundamental constitutional ideas are not patentable.
  • Administrative Details: Dr. Ambedkar expressed regret that the borrowed provisions mainly related to administrative details.

3.  Un-Indian or Anti-Indian

  • Described the Indian Constitution as ‘un-Indian’ or ‘anti-Indian.’
  • Claimed that it does not align with India’s political traditions and spirit.
  • K. Hanumanthaiya: Expressed dissatisfaction, comparing the desired music of Veena or Sitar to the perceived English band music in the Constitution.
  • Lokanath Misra: Criticized the Constitution as a “slavish imitation of the west” and a “slavish surrender to the west.”
  • Lakshminarayan Sahu:
    • Observed that the ideals in the draft Constitution lacked a manifest relation to the fundamental spirit of India.
    • Predicted that the Constitution would not be suitable and would break down soon after implementation.

4. An Un-Gandhian Constitution

  • Labelled the Indian Constitution as un-Gandhian.
  • Argued that it lacks Mahatma Gandhi’s philosophy and ideals.
  • K. Hanumanthaiya: Stated that the Constitution was not in line with what Mahatma Gandhi wanted or envisaged.
  • T. Prakasam: Attributed the perceived lapse to Ambedkar’s non-participation in the Gandhian movement and his antagonism towards Gandhian ideas.

5. Elephantine Size

  • Described the Indian Constitution as too bulky and detailed.
  • Sir Ivor Jennings suggested that the borrowed provisions were not always well-selected.
  • H.V. Kamath:
    • Compared the constitution to an elephant, symbolizing its bulkiness.
    • Urged against making the Constitution overly extensive.

6.  Paradise of the Lawyers

  • Described the Indian Constitution as too legalistic and complicated.
  • Sir Ivor Jennings labeled it a “lawyer’s paradise.”
  • H.K. Maheswari: Suggested that the legal language might lead to increased litigation.
  • P.R. Deshmukh:
    • Criticized the draft for being too ponderous, resembling a law manual.
    • Desired a more dynamic and concise socio-political document.

CH4. Preamble of the Constitution

The American Constitution was the first to begin with a Preamble. The Preamble to the Indian Constitution is based on the “Objectives Resolution’, drafted and moved by Pandit Nehru, and adopted by the Constituent Assembly. It has been amended by the 42nd Constitutional Amendment Act t.1976), which added three new words – socialist, secular and integrity.

TEXT OF THE PREAMBLE: The Preamble in its present form reads:

“ We, THE PEOPLE OF INDIA, having solemnly resolved to constitute India into a SOVEREIGN SOCIALIST SECULAR DEMOCRATIC REPUBLIC and to secure to all its citizens: JUSTICE’, Social, Economic and Political; LIBERTY of thought, expression, belief, faith and worship; EQUALITY of status and of opportunity; and to promote among them all; FRATERNITY assuring the dignity of the individual and the unity and integrity of the Nation;

IN OUR CONSTITUENT ASSEMBLY this twenty-sixth day of November, 1949, do HEREBY ADOPT, ENACT AND GIVE TO OURSELVES THIS CONSTITUTION”

Laxmikanth Summary: Preamble of the Constitution

KEY WORDS IN THE PREAMBLE

Certain key words—Sovereign, Socialist, Secular, Democratic, Republic, Justice, Liberty, Equality and Fraternity—are explained as follows:

Sovereign

  • The word “sovereign’ implies that India is neither a dependency nor a dominion of any other nation, but an independent state. 
  • There is no authority above it, and it is free to conduct its own affairs (both internal and external).

Socialist

  • Even before the term was added by the 42nd Amendment in 1976, the Constitution had a socialist content in the form of certain Directive Principles of State Policy. 
  • Democratic socialism, on the other hand, holds faith in a “mixed economy’ where both public and private sectors co-exist side by side. As the Supreme Court says, ‘Democratic socialism aims to end poverty, ignorance, disease and inequality of opportunity.

Secular

  • The term “secular’ too was added by the 42nd Constitutional Amendment Act of 1976. However, as the Supreme Court said in 1974, although the words “secular state’ were not expressedly mentioned in the Constitution, there can be no doubt that Constitution-makers wanted to establish such a state and accordingly Articles 25 to 28 (guaranteeing the fundamental right to freedom of religion) have been included in the constitution. 
  • The Indian Constitution all religions in our country have the same status and support from the state.

Democratic

  • A democratic polity, as stipulated in the Preamble, is based on the doctrine of popular sovereignty, that is, possession of supreme power by the people. 
  • Democracy is of two types-direct and indirect. In direct democracy, the people exercise their supreme power directly as is the case in Switzerland. There are four devices of direct democracy, namely, Referendum, Initiative, Recall and Plebiscite. 
  • In indirect democracy, on the other hand, the representatives elected by the people exercise the supreme power and thus carry on the government and make the laws. This type of democracy, also known as representative democracy, is of two kinds-parliamentary and presidential. 
  • The term ‘democratic’ is used in the Preamble in the broader senseembracing not only political democracy but also social and economic democracy.

Republic

  • The term ‘republic’ in our Preamble indicates that India has an elected head called the president. He is elected indirectly for a fixed period of five years. 
  • A republic also means two more things: one, vesting of political sovereignty in the people and not in a single individual like a king; second, the absence of any privileged class and hence all public offices being opened to every citizen without any discrimination.

Objectives of Indian State 

  1. Justice : Social, Economic and Political.
  2. Liberty : of thought, expression, belief, faith and worship.
  3. Equality : of status and opportunity, and to promote among them all.
  4. Fraternity : (=Brotherhood) : assuring the dignity of the individual and the unity and integrity of the nation.

1. Justice: Social, Economic, and Political

The objective of ensuring justice in Indian society is to create a fair, impartial, and equal system for all citizens. Social justice aims to provide equal opportunities and treatment to all individuals, regardless of their caste, religion, gender, or economic status. Economic justice focuses on providing equal opportunities for all citizens to participate in the economy and enjoy the benefits of economic growth. Lastly, political justice ensures that all citizens have the right to participate in the political process and decision-making, as well as equal protection under the law.

2. Liberty: of thought, expression, belief, faith, and worship
The Indian state aims to guarantee the freedom of thought, expression, belief, faith, and worship to all its citizens. This objective promotes a diverse and tolerant society where individuals have the right to express their opinions, practice their religion, and follow their beliefs without fear of discrimination or persecution. By ensuring these liberties, the Indian state fosters an environment in which the free exchange of ideas and knowledge can flourish, contributing to the nation’s progress.

3. Equality: of status and opportunity, and to promote among them all
The objective of equality in the Indian state focuses on providing equal status and opportunities to all citizens, regardless of their social, economic, or cultural background. This means that all individuals should have equal access to resources, education, and employment, and that discrimination based on caste, religion, gender, or economic status should be eliminated. The Indian state works to promote policies and programs that address inequalities and provide support to marginalized communities to ensure that they have equal opportunities to succeed.

4. Fraternity (Brotherhood): assuring the dignity of the individual and the unity and integrity of the nation
The objective of fraternity in the Indian state is to create a sense of unity among the diverse population while maintaining the dignity of each individual. By promoting brotherhood and understanding among its citizens, the Indian state fosters social cohesion and ensures that the nation remains unified in its pursuit of progress. This objective also emphasizes the importance of respecting each individual’s dignity and rights, which contributes to a harmonious and inclusive society.

 

PREAMBLE AS PART OF THE CONSTITUTION

  • In the Berubari Union case (1960), the Supreme Court said that the Preamble shows the general purposes behind the several provisions in the Constitution, the Supreme Court specifically opined that Preamble is not a part of the Constitution. 
  • In the Kesavananda Bharati case 17 (1973), the Supreme Court rejected the earlier opinion and held that Preamble is a part of the Constitution. 
  • In the LIC of India case(1995) also, the Supreme Court again held that the Preamble is an integral part of the Constitution. Like any other part of the Constitution. 
  • However, two things should be noted 
  • The Preamble is neither a source of power to legislature nor a prohibition upon the powers of legislature. 
  • It is non-justiciable, that is, its provisions are not enforceable in courts of law.

AMENDABILITY OF THE PREAMBLE

Preamble can be amended under Article 368 of the Constitution arose for the first time in the historic case of Kesavananda Bharati (1973). The Preamble has been amended only once so far, in 1976, by the 42nd Constitutional Amendment Act, which has added three new words Socialist, Secular and Integrity to the Preamble. This amendment was held to be valid.

CH5. Union and its Territory

Part 1 of the Indian Constitution

Part I of the Indian Constitution is titled The Union and its Territory. 

  • It includes articles from 1- 4. 
  • Part I is a compilation of laws pertaining to the constitution of India as a country and the union of states that it is made of. 
  • This part of the constitution contains the law in the establishment, renaming, merging, or altering of the borders of the states.
  • Articles under Part I were invoked when West Bengal was renamed, and for the formation of relatively new states such as Jharkhand, Chattisgarh, or Telangana.

The Union and its Territory

Articles 1 to 4 under Part-I of the Constitution deal with the Union and its territory.

 

Article 1

Article 1 deals with the Name and territory of the Union

  • India, that is Bharat, shall be a Union of States.
  • The States and the territories thereof shall be as specified in the First Schedule.
  • The territory of India shall comprise – the territories of the States; the Union territories specified in the First Schedule; and Such other territories as may be acquired.

Article 2

Article 2 deals with admission or establishment of new States.

  • Parliament may by law admit into the Union, or establish, new States on such terms and conditions as it thinks fit.
  • Article 2 grants two powers to the Parliament:
  • the power to admit into the Union of India new states
  • the power to establish new states.

Article 3

Formation Of New States And Alteration Of Areas, Boundaries Or names Of Existing State.

Parliament may by law: 

  • form a new State by separation of territory from any State or by uniting two or more States or parts of States or by uniting any territory to a part of any State; 
  • increase the area of any State
  • diminish the area of any State
  • alter the boundaries of any State
  • alter the name of any State.

Article 3 notably relates to the formation of or changes in the existing states of the Union of India.

However, Article 3 lays down two conditions in this regard:

  • One, a bill contemplating the above changes can be introduced in the Parliament only with the prior recommendation of the President; and
  • Two, before recommending the bill, the President has to refer the same to the state legislature concerned for expressing its views within a specified period.
  • The President (or Parliament) is not bound by the views of the state legislature and may either accept or reject them, even if the views are received in time.
  • Further, it is not necessary to make a fresh reference to the state legislature every time an amendment to the bill is moved and accepted in Parliament.
  • In the case of a union territory, no reference need be made to the concerned legislature to ascertain its views and the Parliament can itself take any action as it deems fit.

Article 4

Article 4: declares that laws made under Article 2 and 3 are not to be considered as amendments of the Constitution under Article 368

  • Article 4 declares that laws made for admission or establishment of new states (under Article 2) and formation of new states and alteration of areas, boundaries, or names of existing states (under Articles 3) are not to be considered as amendments of the Constitution under Article 368.
  • This means that such laws can be passed by a simple majority and by the ordinary legislative process.

  • The Supreme Court held that the power of Parliament to diminish the area of a state (under Article 3).
    Laxmikanth Summary: Union & its Territory
    Laxmikanth Summary: Union & its Territory

Dhar Commission and JVP Committee

  • There has been a demand from different regions, particularly South India, for the reorganization of states on a linguistic basis.
  • Accordingly, in June 1948, the Government of India appointed the Linguistic Provinces Commission under the chairmanship of S K Dhar to examine the feasibility of this.

South Indian States prior to the States Reorganisation Act.South Indian States prior to the States Reorganisation Act.

  • The commission submitted its report in December 1948 and recommended the reorganization of states on the basis of administrative convenience rather than linguistic factors. This created much resentment and led to the appointment of another Linguistic Provinces Committee by the Congress in December 1948 itself to examine the whole question afresh. It consisted of Jawaharlal Nehru, Vallahbhai Patel, and Pattabhi Sitaramayya and hence was popularly known as JVP Committee.
  • It submitted its report in April 1949 and formally rejected language as the basis for the reorganization of states. However, in October 1953, the Government of India was forced to create the first linguistic state, known as Andhra state.

Fazl Ali Commission

  • The creation of the Andhra state intensified the demand from other regions for the creation of states on a linguistic basis. 
  • This forced the Government of India to appoint (in December 1953) a three-member States. Reorganisation Commission under the chairmanship of Fazl Ali to re-examine the whole question. 
  • Its other two members were K M Panikkar and H N Kunzru. 

It identified four major factors that can be taken into account in any scheme of reorganization of states:

  • Preservation and strengthening of the unity and security of the country. 
  • Linguistic and cultural homogeneity.
  • Financial, economic, and administrative considerations. 
  • Planning and promotion of the welfare of the people in each state as well as of the nation as a whole.

CH6. Citizenship

Meaning and Significance

  • In India, there are two categories of people: citizens and aliens, with citizens being full members of the Indian State and enjoying all civil and political rights.
  • Aliens, citizens of other countries, do not have all the civil and political rights enjoyed by citizens. They are classified as friendly aliens or enemy aliens based on their country’s relationship with India.
  • Friendly aliens are citizens of nations with cordial relations with India, while enemy aliens are citizens of nations at war with India, enjoying lesser rights.
  • Citizens in India have various rights and privileges guaranteed by the Constitution, including:
    (i) Right against discrimination based on religion, race, caste, sex, or place of birth (Article 15).
    (ii) Right to equality of opportunity in public employment (Article 16).
    (iii) Right to freedom of speech, expression, assembly, association, movement, residence, and profession (Article 19).
    (iv) Cultural and educational rights (Articles 29 and 30).
    (v) Right to vote in elections to the Lok Sabha and state legislative assembly.
    (vi) Right to contest for membership of Parliament and state legislature.
    (vii) Eligibility to hold certain public offices such as President, Vice-President, judges of the Supreme Court and high courts, Governor of states, Attorney General, and Advocate General.
  • Citizens also have duties towards the Indian State, including paying taxes, respecting national symbols, and defending the country.
  • Both citizens by birth and naturalized citizens are eligible for the office of President in India, unlike the USA where only citizens by birth are eligible for the presidency.

Single Citizenship

  • The Indian Constitution is federal, with a dual polity comprising the Centre and states, but it only provides for single citizenship, which is Indian citizenship.
  • In contrast to countries like the USA and Australia, where double citizenship exists, Indian citizens owe allegiance solely to the Union, with no separate state citizenship.
  • Double citizenship creates issues of discrimination, as states may favor their citizens in various matters such as voting rights, holding public offices, and professional opportunities.
  • India’s system of single citizenship ensures uniform political and civil rights for all citizens across the country, without discrimination based on their state of birth or residence.
    Laxmikanth Summary: Citizenship
  • Exceptions to the absence of discrimination include provisions allowing Parliament to prescribe residence as a condition for certain employments and states to provide benefits or preferences to their residents in matters not covered by constitutional rights.
  • Article 19 protects the freedom of movement and residence but restricts outsiders’ rights to settle in tribal areas to safeguard the interests of scheduled tribes and protect their culture and property.
  • Until 2019Jammu and Kashmir had special provisions defining permanent residents and conferring specific rights and privileges on them, based on Article 35-A. However, this special status was abolished in 2019.
  • The Constitution aims to promote fraternity and unity among Indians by introducing single citizenship and providing uniform rights, but India continues to face communal riots, class conflicts, caste wars, linguistic clashes, and ethnic disputes, indicating that the goal of building a fully integrated Indian nation has not been fully realized.
 

Constitutional Provisions

  • The Constitution addresses citizenship from Articles 5 to 11 in Part 11, but it lacks permanent or detailed provisions regarding acquisition or loss of citizenship after its commencement.
  • It identifies four categories of individuals who became citizens of India on January 26, 1950:
    (i) Individuals with domicile in India who met specific conditions related to birth or residency.
    (ii) Those who migrated to India from Pakistan and met residency requirements or were registered as citizens.
    (iii) Individuals who migrated to Pakistan from India but later returned and met residency criteria.
    (iv) Persons of Indian origin residing abroad who could register as Indian citizens through diplomatic or consular representatives.
  • These provisions cover citizenship for those domiciled in India, migrants from Pakistan, return migrants, and overseas Indians.
  • Other constitutional provisions include:
    (i) Prohibition on acquiring foreign citizenship voluntarily while remaining an Indian citizen.
    (ii) Continuation of Indian citizenship for those already holding it, subject to parliamentary laws.
    (iii) Parliament’s authority to enact laws concerning citizenship acquisitiontermination, and related matters.
 

Citizenship Act, 1955

  • The Citizenship Act (1955) governs the rules for acquiring and losing citizenship after the Constitution’s commencement.
  • Initially, the act included provisions for Commonwealth Citizenship, but these were repealed in 2003.

Acquisition of Citizenship

(A) By Birth

  • Individuals born in India between January 26, 1950, and July 1, 1987, are citizens regardless of their parents’ nationality.
  • Different criteria apply to those born after July 1, 1987, and December 3, 2004.
  • Children born to foreign diplomats or enemy aliens in India cannot acquire citizenship by birth.

(B) By Descent

  • Citizenship can be acquired by individuals born outside India based on their father’s citizenship.
  • The criteria and registration requirements vary depending on specific dates.

(C) By Registration

  • The Central Government can register individuals meeting certain criteria, such as Indian origin or marriage to an Indian citizen.
  • Registration provisions also apply to minor children of Indian citizens.

(C) By Naturalisation

  • The Central Government may grant citizenship through naturalisation under specific qualifications and conditions.
  • Recent amendments have reduced residency requirements for certain communities.

(D) By Incorporation of Territory

  • When foreign territory becomes part of India, citizenship is granted to specified individuals from that territory.
  • An example includes the Citizenship (Pondicherry) Order (1962) for Pondicherry’s incorporation.

(E) Special Provisions

  • Assam Accord and Migrants: Special provisions apply to persons covered by the Assam Accord, granting citizenship based on residency and registration.
  • Migrants from Afghanistan, Bangladesh, or Pakistan:
    (i) Recent amendments allow citizenship for migrants belonging to specified communities who entered India before December 31, 2014.
    (ii) Exemptions from certain penal consequences and eligibility for long-term visas were granted before the Citizenship (Amendment) Act, 2019.

Loss of Citizenship

(A) By Renunciation:

  • Citizens can voluntarily renounce their citizenship, leading to its termination.
  • Exceptions exist during wartime.

(B) By Termination:

  • Citizenship automatically terminates if a citizen voluntarily acquires citizenship of another country.
  • Exceptions exist during wartime.

(C) By Deprivation:

  • The Central government can compulsorily terminate citizenship for various reasons, including fraud, disloyalty, unlawful communication with enemies, imprisonment, or continuous residency outside India for seven years.

Overseas Citizenship of India

  • In September 2000, the Indian Government established a High-Level Committee on the Indian Diaspora chaired by L.M. Singhvi.
  • The committee aimed to study the global Indian diaspora comprehensively and propose measures for a constructive relationship.
  • It recommended amending the Citizenship Act (1955) to grant dual citizenship to Persons of Indian Origin (PIOs) from certain countries.
    L.M. Singhvi
    L.M. Singhvi
  • The Citizenship (Amendment) Act, 2003, allowed PIOs from 16 specified countries (excluding Pakistan and Bangladesh) to acquire Overseas Citizenship of India (OCI).
  • The act also removed provisions related to Commonwealth Citizenship from the Principal Act.
  • The Citizenship (Amendment) Act, 2005, expanded OCI eligibility for PIOs from all countries allowing dual citizenship under their laws.
  • The OCI is not technically dual citizenship due to constitutional restrictions.
  • The Citizenship (Amendment) Act, 2015, merged the PIO card scheme and OCI card scheme into a single “Overseas Citizen of India Cardholder” scheme.
  • This was done to address confusion and enhance facilities for applicants.
  • The PIO scheme was terminated on January 9, 2015, and all existing PIO cardholders were considered OCI cardholders from that date.

The Citizenship (Amendment) Act of 2015 introduced a change in terminology, substituting “Overseas Citizen of India” with “Overseas Citizen of India Cardholder,” and included the following provisions in the Principal Act:

Registration of Overseas Citizen of India Cardholder

The Central Government may register individuals as overseas citizens of India cardholders if they meet certain criteria:

  • Individuals who were Indian citizens at the time of or after the commencement of the Constitution, or were eligible for Indian citizenship at that time.
  • Individuals who were citizens of another country but belonged to a territory that became part of India after August 15, 1947.
  • Minor children of eligible individuals, or individuals whose both parents are Indian citizens or one parent is an Indian citizen.
  • Spouses of foreign origin of Indian citizens or overseas citizens of India cardholders, provided their marriage has been registered for at least two years.
  • However, individuals or their ancestors from PakistanBangladesh, or specified countries are not eligible for registration.

Conferment of Rights on Overseas Citizen of India Cardholder

  • Overseas citizen of India cardholders are entitled to certain rights as specified by the Central Government.
  • They are not entitled to certain rights granted to Indian citizens, such as equality of opportunity in public employment, eligibility for certain political positions, registration as a voter, or membership in legislative bodies.

Renunciation of Overseas Citizen of India Card

  • Cardholders have the option to renounce their overseas citizen status by making a declaration.
  • Once the declaration is registered by the Central Government, the individual ceases to be an overseas citizen of India cardholder.
  • Additionally, the spouse and minor children of the cardholder also lose their overseas citizen status upon renunciation.

Cancellation of Registration as Overseas Citizen of India Cardholder:

  • The Central Government has the authority to cancel the registration of a person as an overseas citizen of India cardholder under various circumstances.
  • These circumstances include obtaining registration through fraudulent means, showing disaffection towards the Indian Constitution, engaging in unlawful activities during wartime, violating citizenship laws, imprisonment, or actions deemed against national security or public welfare.
  • Before cancellation, the individual has the right to be heard, as per the provisions added by the Citizenship (Amendment) Act, 2019.

CH7. Fundamental Rights

Introduction

Part III of the Constitution is rightly described as the Magna Carta of India. It contains a very long and comprehensive list of ‘justiciable’ Fundamental Rights. In fact, the Fundamental Rights in our Constitution are more elaborate than those found in the Constitution of any other country in the world, including the USA. Originally, the Constitution provided for seven Fundamental Rights via,

  1. Right to equality (Articles 14-18)
  2. Right to freedom (Articles 19-22)
  3. Right against exploitation (Articles 23-24)
  4. Right to freedom of religion (Articles 25-28)
  5. Cultural and educational rights (Articles 29-30)
  6. Right to property (Article 31)
  7. Right to constitutional remedies (Article 32) However, the right to property was deleted from the list of Fundamental Rights by the 44th Amendment Act, 1978. It is made a legal right under Article 300-A in Part XII of the Constitution. So at present, there are only six Fundamental Rights.

Laxmikanth Summary: Fundamental Rights

Article 12 (Definition Of State)

Article 12 of the Indian Constitution defines The State as: 

  • The Government and Parliament of India,
  • The Government and legislatures of the states,
  • All local authorities and
  • Other authorities in India or under the control of the Government of India.

Article 13 (Laws Inconsistent With Fundamental Rights) 

Article 13 of the Indian Constitution states that:

  • All laws in force in the territory of India immediately before the commencement of this Constitution, in so far as they are inconsistent with the provisions of this Part, shall, to the extent of such inconsistency, be void.
  • The State shall not make any law which takes away or abridges the rights conferred by this Part and any law made in contravention of this clause shall, to the extent of the contravention, be void.
  • In this article, unless the context otherwise required,
    (a) “law” includes any Ordinance, order, bye-law, rule, regulation, notification, custom or usage having in the territory of India the force of law;
    (b)“laws in force” includes laws passed or made by a Legislature or other competent authority in the territory of India before the commencement of this Constitution and not previously repealed, notwithstanding that any such law or any part thereof may not be then in operation either at all or in particular areas.
  • Nothing in this article shall apply to any amendment of this Constitution made under article 368.
  • Further, Article 13 declares that a constitutional amendment is not a law and hence cannot be challenged. However, the Supreme Court held in the Kesavananda Bharati case (1973) that a Constitutional amendment can be challenged on the ground that it violates a fundamental right that forms a part of the ‘basic structure’ of the Constitution and hence, can be declared as void.

Right to Equality (14-18)

Article 14

Equality before Law and Equal Protection of Laws: Article 14 says that the State shall not deny to any person equality before the law or the equal protection of the laws within the territory of India. This provision confers rights on all persons whether. The concept of “equality before law” is of British origin while the concept of equal protection of laws” has been taken from the American Constitution. The first concept connotes: 

  • the absence of any special privileges in favour of any person, 
  • the equal subjection of all persons to the ordinary law of the land administered by ordinary law courts, and 
  • No person (whether rich or poor, high or low, official or non-official) is above the law.

Rule of Law

The concept of ‘equality before law’ is an element of the concept of ‘Rule of Law’, propounded by A.V. Dicey, the British jurist. His concept has the following three elements or aspects: 

  • Absence of arbitrary power, that is, no man can be punished except for a breach of law. 
  • Equal subjection of all citizens (rich or poor, high or low, official or non-official) to the ordinary law of the land administered.

Exceptions to Equality

The rule of equality before law is not absolute and there are constitutional and other exceptions to it. These are mentioned below: The President of India and the Governor of States enjoy the following immunities (Article 361): 

  • The President or the Governor is not answerable to any court for the exercise and performance of the powers and duties of his office. 
  • No criminal proceedings shall be instituted or continued against the President or the Governor in any court during his term of office. 
  • No process for the arrest or imprisonment of the President or the Governor shall be issued from any court during his term of office. 
  • No Member of Parliament shall be liable to any proceedings in any court in respect of anything said or any vote given by him in Parliament or any committee there of (Article 105).

Article 15 (Prohibition of Discrimination on Certain Grounds) 

  • Article 15 provides that the State shall not discriminate against any citizen on grounds only of religion, race, caste, sex or place of birth. The two crucial words in this provision are discrimination’ and only”. 
  • The word discrimination” means To make an adverse distinction with regard to’ or ‘to distinguish unfavourably from others’. The use of the word “only’ connotes that discrimination on other grounds is not prohibited. 
  • The state is permitted to make any special provision for women and children. For example, reservation of seats for women in local bodies or provision of free education for children.

Article 16 (Equality of Opportunity in Public Employment)

Article 16 provides equal employment opportunities in State service for all citizens.

  • No citizen shall be discriminated against in matters of public employment or appointment on the grounds of race, religion, caste, sex, place of birth, descent or residence.
  • Exceptions to this can be made for providing special provisions for the backward classes.

Article 17 (Abolition of Untouchability)

  • In 1976, the Untouchability (Offences) Act, 1955 has been comprehensively amended and renamed as the Protection of Civil Rights Act, 1955 to enlarge the scope and make penal provisions more stringent.
  • Under the Protection of Civil Rights Act (1955), the offences committed on the ground of untouchability are punishable either by imprisonment up to six months or by fine upto 500 or both.

Article 18 (Abolition of Titles)

Article 18 abolishes titles and makes four provisions in that regard: 

  • It prohibits the state from conferring any title (except a military or academic distinction) on anybody, whether a citizen or a foreigner. 
  • It prohibits a citizen of India from accepting any title from any foreign state.
  • A foreigner holding any office of profit or trust under the state cannot accept any title from any foreign state without the consent of the president. 
  • No citizen or foreigner holding any office of profit or trust under the State is to accept any present, emolument, or office from or under any foreign State without the consent of the president.
  • The article abolishes the titles that were awarded by the British Empire such as Rai Bahadur, Khan Bahadur, etc.
  • Awards like Padma Shri, Padma Bhushan, Padma Vibhushan, Bharat Ratna and military honours like Ashok Chakra, Param Vir Chakra do not belong to this category.

Right to Freedom (Articles 19 – 22)

Laxmikanth Summary: Fundamental Rights

Article 19

Protection of Six Rights Article 19 guarantees to all citizens the six rights. These are:

  • Right to freedom of speech and expression. 
  • Right to assemble peaceably and without arms. 
  • Right to form associations or unions or co-operative societies. 
  • Right to move freely throughout the territory of India. 
  • Right to reside and settle in any part of the territory of India. 
  • Right to practice any profession or to carry on any occupation, trade or business. 
  • Originally, Article 19 contained seven rights. But, the right to acquire, hold and dispose of property was deleted by the 44th Amendment Act of 1978.

Freedom of Speech and Expression Article 19(1)(a)

It implies that every citizen has the right to express his views, opinions, belief and convictions freely by word of mouth, writing, printing, picturing or in any other manner.
The Supreme Court held that the freedom of speech and expression includes the following: 

  • Right to propagate one’s views as well as views of others.
  • Freedom of the press.
  • Freedom of commercial advertisements.
  • Right against tapping of telephonic conversation, (e) Right to telecast, that is, government has no monopoly on electronic media.
  • Right against bundh called by a political party or organisation.
  • Right to know about government activities.
  • Freedom of silence.
  • Right against imposition of pre-censorship on a newspaper.

Freedom of Assembly Article 19(1)(b)

Every citizen has the right to assemble peaceably and without arms. It includes the right to hold public meetings, demonstrations and take out processions. This freedom can be exercised only on public land and the assembly must be peaceful and unarmed. This provision does not protect violent, disorderly, riotous assemblies, or one that causes breach of public peace or one that involves arms. The State can impose reasonable restrictions on the exercise of right of assembly on two grounds.

Freedom of Association Article 19(1)(c)

  • All citizens have the right to form associations or unions or co-operative societies. It includes the right to form political parties, companies, partnership firms, societies, clubs, organisations, trade unions or any body of persons. It not only includes the right to start an association or union but also to continue with the association or union as such. 
  • Reasonable restrictions can be imposed on the exercise of this right by the State on the grounds of sovereignty and integrity of India, public order and morality.

Freedom of Movement Article 19(1)(d)

  • This freedom entitles every citizen to move freely throughout the territory of the country. He can move freely from one state to another or from one place to another within a state. Thus, the purpose is to promote national feeling and not parochialism. 
  • The grounds of imposing reasonable restrictions on this freedom are two,namely, the interests of general public and the protection of interests of any scheduled tribe.

Freedom of Residence Article 19(1)(e)

  • Every citizen has the right to reside and settle in any part of the territory of the country. This right has two parts:
    (i) the right to reside in any part of the country, which means to stay at any place temporarily, and
    (ii) the right to settle in any part of the country, which means to set up a home or domicile at any place permanently.
  • The State can impose reasonable restrictions on the exercise of this right on two grounds, namely, the interest of general public and the protection of interests of any scheduled tribes.

Freedom of Profession Article 19(1)(f)

All citizens are given the right to practice any profession or to carry on any occupation, trade or business. This right is very wide as it covers all the means of earning one’s livelihood. The State can impose reasonable restrictions on the exercise of this right in the interest of the general public.

Article 20 (Protection in Respect of Conviction for Offences) 

Article 20 deals with the protection of citizens in respect of conviction for offences. This provides for three types of protection of the individual against the State.

  • Retrospective criminal legislation: This is also known as ex-post facto criminal legislation. Under this, a person cannot be convicted for an act that was committed at a time when the act had not been declared by law as an offence.
    • This means that criminal legislation cannot be given a retrospective effect.
    • This immunity cannot be used against the provision of preventive detention, and also does not cover the trial.
    • The law also provides that a person cannot be subject to a punishment greater than what is prescribed by law for the offence committed.
  • Double jeopardy: This indicates that a person cannot be convicted for the same offence more than once.
  • Prohibition against self-incrimination: This implies that no person accused of an offence shall be compelled by the State to bear witness against himself.

Article 21 (Protection of Life and Personal Liberty)

  • This fundamental right is available to every person, citizens and foreigners alike.
  • Article 21 provides two rights:
    • Right to life
    • Right to personal liberty
  • The fundamental right provided by Article 21 is one of the most important rights that the Constitution guarantees.
  • The Supreme Court of India has described this right as the ‘heart of fundamental rights’. 
  • The right specifically mentions that no person shall be deprived of life and liberty except as per the procedure established by law. This implies that this right has been provided against the State only. State here includes not just the government, but also, government departments, local bodies, the Legislatures, etc.
  • Any private individual encroaching on these rights of another individual does not amount to a violation of Article 21. The remedy for the victim, in this case, would be under Article 226 or under general law.
  • The right to life is not just about the right to survive. It also entails being able to live a complete life of dignity and meaning.
  • The chief goal of Article 21 is that when the right to life or liberty of a person is taken away by the State, it should only be according to the prescribed procedure of law.

Interpretation of Article 21

Judicial intervention has ensured that the scope of Article 21 is not narrow and restricted. It has been widening by several landmark judgements.
A few important cases concerned with Article 21:

  • AK Gopalan Case (1950): Until the 1950s, Article 21 had a bit of a narrow scope. In this case, the SC held that the expression ‘procedure established by law’, the Constitution has embodied the British concept of personal liberty rather than the American ‘due process’. 
  • Maneka Gandhi vs. Union of India Case (1978): This case overturned the Gopalan case judgement. Here, the SC said that Articles 19 and 21 are not watertight compartments. The idea of personal liberty in Article 21 has a wide scope including many rights, some of which are embodied under Article 19, thus giving them ‘additional protection’. The court also held that a law that comes under Article 21 must satisfy the requirements under Article 19 as well. That means any procedure under law for the deprivation of life or liberty of a person must not be unfair, unreasonable or arbitrary. 
  • Francis Coralie Mullin vs. Union Territory of Delhi (1981): In this case, the court held that any procedure for the deprivation of life or liberty of a person must be reasonable, fair and just and not arbitrary, whimsical or fanciful.
  • Olga Tellis vs. Bombay Municipal Corporation (1985): This case reiterated the stand taken earlier that any procedure that would deprive a person’s fundamental rights should conform to the norms of fair play and justice.
  • Unni Krishnan vs. State of Andhra Pradesh (1993): In this case, the SC upheld the expanded interpretation of the right to life.

The Court gave a list of rights that Article 21 covers based on earlier judgments. Some of them are:

  1. Right to live with human dignity.
  2. Right to decent environment including pollution free water and air and protection against hazardous industries.
  3. Right to livelihood.
  4. Right to privacy.
  5. Right to shelter.
  6. Right to health.
  7. Right to free education up to 14 years of age.
  8. Right to free legal aid.
  9. Right against solitary confinement.
  10. Right to speedy trial.
  11. Right against handcuffing.
  12. Right against inhuman treatment.
  13. Right against delayed execution.
  14. Right to travel abroad.
  15. Right against bonded labour.
  16. Right against custodial harassment.
  17. Right to emergency medical aid.
  18. Right to timely medical treatment in government hospital.
  19. Right not to be driven out of a state.
  20. Right to fair trial.
  21. Right of prisoner to have necessities of life.
  22. Right of women to be treated with decency and dignity.
  23. Right against public hanging.
  24. Right to hearing.
  25. Right to information.
  26. Right to reputation.
  27. Right of appeal from a judgement of conviction
  28. Right to social security and protection of the family
  29. Right to social and economic justice and empowerment
  30. Right against bar fetters Right to appropriate life insurance policy
  31. Right to sleep
  32. Right to freedom from noise pollution
  33. Right to electricity

Right to Education Article 21 A (86th Amendment 2002)

  • Declares that the State shall provide free and compulsory education to all children of the age of six to fourteen years in such a manner as the State may determine. This amendment is a major milestone in the country’s aim to achieve ‘Education for AIl. 
  • Even before this amendment, the Constitution contained a provision for free and compulsory education for children under Article 45 in Part IV. However, being a directive principle 
  • It now reads-‘The state shall endeavour to provide early childhood care and education for all children until they complete the age of six years.’ It also added a new fundamental duty under Article 51A that reads- ‘It shall be the duty of every citizen of India to provide opportunities for education to his child or ward between the age of six and fourteen years’.

Article 22 (Protection Against Arrest and Detention)

Article 22 deals with the protection against arrest and detention in certain cases.

  • This article is applicable to both citizens and non-citizens.
  • This provision extends certain procedural safeguards for individuals in case of an arrest.
  • It comes into the picture after a person has been arrested. It is not a fundamental right against detention and arrest.
  • The idea behind this right is to prevent arbitrary arrests and detention.
  • The article provides the following safeguards: 
    • Article 22(1): Any person who is in custody has to be informed as to why he has been arrested. Further, he cannot be denied the right to consult an advocate.
    • Article 22(2): The arrested individual should be produced before a judicial magistrate within 24 hours of his arrest.
    • Article 22(3): No individual who has been arrested can be kept in custody for more than the period determined by the judicial magistrate. These safeguards are, however, not applicable to Enemy aliens People arrested under preventive detention laws.

What is Preventive Detention?

There are two types of detention:

  • Punitive
  • Preventive

Punitive detention is detention after a trial. Preventive detention is detention without trial. The idea behind this is to prevent an individual from committing a crime. This means that persons can be detained on grounds of suspicion. The rights of people arrested in this manner are governed by preventive detention laws.

Right against Exploitation (Articles 23 & 24)

Article 23 (Prohibition of Traffic in Human Beings and Forced Labour) 

  • Article 23(1): Traffic in human beings and the beggar and other similar forms of forced labour are prohibited and any contravention of this provision shall be an offence punishable in accordance with the law.
  • Article 23(2): Nothing in this article shall prevent the State from imposing compulsory service for public purposes, and in imposing such service the State shall not make any discrimination on grounds only of religion, race, caste or class or any of them.
    • Exploitation implies the misuse of others’ services by force and/or labour without payment. 
    • There were many marginalized communities in India who were forced to engage in manual and agricultural labour without any payment. 
    • Labour without payment is known as begar. 
    • Article 23 forbids any form of exploitation. 
    • Also, one cannot be forced to engage in labour against his/her will even if remuneration is given. 
    • Forced labour is forbidden by the Constitution. It is considered forced labour if the less-than-minimum wage is paid. 
    • This article also makes ‘bonded labour’ unconstitutional. 
    • Bonded labour is when a person is forced to offer services out of a loan/debt that cannot be repaid. 
    • The Constitution makes coercion of any kind unconstitutional. Thus, forcing landless persons into labour and forcing helpless women into prostitution is unconstitutional. 
    • The Article also makes trafficking unconstitutional. 
    • Trafficking involves the buying and selling of men and women for illegal and immoral activities. 
    • Even though the Constitution does not explicitly ban ‘slavery’, Article 23 has a wide scope because of the inclusion of the terms ‘forced labour’ and ‘traffic’. 
    • Article 23 protects citizens not only against the State but also from private citizens. 
    • The State is obliged to protect citizens from these evils by taking punitive action against perpetrators of these acts (which are considered crimes), and also take positive actions to abolish these evils from society. 
    • Under Article 35 of the Constitution, the Parliament is authorized to enact laws to punish acts prohibited by Article 23. 
    • Clause 2 implies that compulsory services for public purposes (such as conscription to the armed forces) are not unconstitutional. 
    • Laws passed by the Parliament in pursuance of Article 23:
      • Suppression of Immoral Traffic in Women and Girls Act, 1956 
      • Bonded Labour System (Abolition) Act, 1976

Article 24 (Prohibition of Employment of Children in Factories)

Article 24 says that “No child below the age of fourteen years shall be employed to work in any factory or mine or engaged in any other hazardous employment.”

  • This Article forbids the employment of children below the age of 14 in any hazardous industry or factories or mines, without exception.
  • However, the employment of children in non-hazardous work is allowed.

Laws that were passed in pursuance of Article 24 in India.

  • The Factories Act, 1948: This was the first act passed after independence to set a minimum age limit for the employment of children in factories. The Act set a minimum age of 14 years. In 1954, this Act was amended to provide that children below the age of 17 could not be employed at night.
  • The Mines Act of 1952: This Act prohibits the employment of people under the age of 18 years in mines.
  • The Child Labour (Prohibition and Regulation) Act, 1986: This was a landmark law enacted to curb the menace of child labour prevalent in India. It described where and how children could be employed and where and how this was forbidden. This Act designates a child as a person who has not completed his/her 14th year of age. The 1986 Act prohibits the employment of children in 13 occupations and 57 processes.
  • Child Labour (Prohibition & Regulation) Amendment Act, 2016: This Act completely forbids the employment of children below 14 years of age. It also bans the employment of people between the ages of 14 and 18 in hazardous occupations and processes. Punishments to violators of this law were made stricter by this amendment act. This Act allows children to be employed in certain family occupations and also as artists.
  • Child Labour (Prohibition and Regulation) Amendment Rules, 2017: The government notified the above Rules in 2017 to provide a broad and specific framework for prevention, prohibition, rescue, and rehabilitation of child and adolescent workers. The Rules clarified on issues concerning the employment of family enterprises and also provides safeguards for artists in that the working hours and conditions are specified.

Right to Freedom of Religion (Articles 25 – 28)

Article 25 (Freedom of Conscience and Free Profession, Practice and Propagation of Religion)

Article 25 says that all persons are equally entitled to freedom of conscience and the right to freely profess, practice and propagate religion. The implications of these are: Freedom of conscience: Inner freedom of an individual to mould his relation with God or Creatures in whatever way he desires. 

  • Right to profess: Declaration of one’s religious beliefs and faith openly and freely. 

  • Right to practice: Performance of religious worship, rituals, ceremonies and exhibition of beliefs and ideas. 

  • Right to propagate: Transmission and dissemination of one’s religious beliefs to others.

Article 26 (Freedom to Manage Religious Affairs)

According to Article 26, every religious denomination or any of its section shall have the following rights:

  • Right to establish and maintain institutions for religious and charitable purposes;
  • Right to manage its own affairs in matters of religion; 
  • Right to own and acquire movable and immovable property; and 
  • Right to administer such property in accordance with law.

Article 27 (Freedom from Taxation for Promotion of a Religion)

Article 27 lays down that no person shall be compelled to pay any taxes for the promotion or maintenance of any particular religion or religious denomination. In other words, the State should not spend the public money collected by way of tax for the promotion or maintenance of any particular religion. This means that the taxes can be used for the promotion or maintenance of all religions.

Article 28 (Freedom from Attending Religious Instruction)

This article permits educational institutions that are maintained by religious groups to disseminate religious instruction.

  • This provides that no religious instruction shall be provided in State-run educational institutions.
  • Educational institutions administered by the State but that were established under any endowment or trust which requires that religious instruction shall be imparted in such institutions are exempt from the above clause (that no religious instruction shall be provided).
  • Any person who attends any educational institution recognized by the State or receiving State aid shall not be required to participate in any religious instruction that may be imparted in such institution, or also attend any religious worship in such institutions unless he/she has given consent for the same. In the case of minors, the guardians should have given consent for the same.

Cultural & Educational Rights (Articles 29 & 30)

Article 29 (Protection of Interests of Minorities)

This article is intended to protect the interests of minority groups.

  • Article 29(1): This provides any section of the citizens residing in India having a distinct culture, language, or script, the right to conserve their culture, language and script.
  • Article 29(2): The State shall not deny admission into educational institutes maintained by it or those that receive aid from it to any person based only on race, religion, caste, language, or any of them.

Article 30 (Right of Minorities to Establish and Administer Educational Institutions)

This right is given to minorities to form and govern their own educational institutions. Article 30 is also called the “Charter of Education Rights”.

  • Article 30(1): All religious and linguistic minorities have the right to establish and administer educational institutions of their choice. 
  • Article 30(2): The State shall not, when granting aid to educational institutions, discriminate against any educational institution on the ground that it is under the management of a minority, whether based on religion or language.

Right to Constitutional Remedies (32 – 35)

Article 32 (Right To Constitutional Remedies)

Dr Ambedkar called Article 32 as the most important article of the Constitution—’an Article without which this constitution would be a nullity. It is the very soul of the Constitution and the very heart of it’. The Supreme Court has ruled that Article 32 is a basic feature of the Constitution.

It contains the following four provisions: 

  • The right to move the Supreme Court by appropriate proceedings for the enforcement of the Fundamental Rights is guaranteed. 
  • The Supreme Court shall have power to issue directions or orders or writs for the enforcement of any of the fundamental rights. The writs issued may include habeas corpus, mandamus, prohibition, certiorari and quo-warranto. 
  • Parliament can empower any other court to issue directions, orders and writs of all kinds. Article 226 has already conferred these powers on the high courts. 
  • The right to move the Supreme Court shall not be suspended except as otherwise provided for by the Constitution, Thus the Constitution provides that the President can suspend the right to move any court for the enforcement of the fundamental rights during a national emergency.

What is a Writ?

Writs are written orders issued by the Supreme Court of India to provide constitutional remedies to protect the fundamental rights of citizens from a violation.

Facts about writs in India

  • Article 32 also empowers Parliament to authorize any other court to issue these writs 
  • Before 1950, only the High Courts of Calcutta, Bombay, and Madras had the power to issue the writs 
  • Article 226 empowers all the high courts of India to issue the writs 
  • Writs of India are borrowed from English law where they are known as ‘Prerogative writs’.

What is a Writ Petition?

A writ petition is essentially a court petition for extraordinary review, asking a court to intervene in a lower court’s decision. Under the Indian legal system, jurisdiction to issue ‘prerogative writs’ is given to the Supreme Court and the High Courts of Judicature of all Indian states. Parts of the law relating to writs are outlined in the Constitution of India.

Type of Writs

Laxmikanth Summary: Fundamental Rights

The Constitution empowers the Supreme Court and High Courts to issue orders or writs.
The types of writs are: 

  • Habeas Corpus
  • Certiorari
  • Prohibition
  • Mandamus
  • Quo Warranto

(i) Habeas Corpus: It is a Latin term which literally means ‘to have the body oiMt is an order issued by the court to a person who has detained another person, to produce the body of the latter before it. The court then examines the cause and legality of detention. It would set the detained person free, if the detention is found to be illegal. Thus, this writ is a bulwark of individual liberty against arbitrary detention.

(ii) Mandamus: It literally means ‘we command’. It is a command issued by the court to a public official asking him to perform his official duties that he has failed or refused to perform. It can also be issued against any public body, a corporation, an inferior court, a tribunal or government for the same purpose. 

(iii) Prohibition: Literally, it means To forbid’. It is issued by a higher court to a lower court or tribunal to prevent the latter from exceeding its jurisdiction or usurping a jurisdiction that it does not possess. Thus, unlike mandamus that directs activity, the prohibition directs inactivity. 

(iv) Certiorari: In the literal sense, it means to be certified’ or To be informed’. It is issued by a higher court to a lower court or tribunal either to transfer a case pending with the latter to itself or to squash the order of the latter in a case. It is issued on the grounds of excess of jurisdiction or lack of jurisdiction or error of law.
(v) Quo-Warranto: In the literal sense, it means ‘by what authority or warrant’. It is issued by the court to enquire into the legality of claim of a person to a public office. Hence, it prevents illegal usurpation of public office by a person.

Status of Writs in Other Countries

  • The writs other than habeas corpus are discretionary remedies and have been known as prerogative orders in England and Wales since 1938.

The writs of quo warranto and procedendo are now obsolete. The modified names of certiorari, mandamus, and prohibition are mentioned under the new Civil Procedure Rules 1998 known as quashing orders, mandatory orders, and prohibiting orders respectively.

  • Mandamus has been replaced by injunction in the United States district courts.
  • The Supreme Court of the United States grants certiorari while the supreme court of other states grant review.

Article 33 (Armed Forces And Fundamental Rights)

  • Article 33 empowers the Parliament to restrict or abrogate the fundamental rights of the members of armed forces, para-military forces, police forces, intelligence agencies and analogous forces.
  • The objective of this provision is to ensure the proper discharge of their duties and the maintenance of discipline among them.

Article 34 (Martial Law And Fundamental Rights)

  • Article 34 provides for the restrictions on fundamental rights while martial law is in force in any area within the territory of India.
  • The Parliament can also validate any sentence passed, punishment inflicted.

Article 35 (Effecting Certain Fundamental Rights)

Article 35 lays down that the power to make laws, to give effect to certain specified fundamental rights shall vest only in the Parliament and not in the state legislatures.

CH8. Directive Principles of State Policy

Part IV of the Indian Constitution deals with Directive Principles of our State Policy (DPSP). The provisions contained in this Part cannot be enforced by any court, but these principles are fundamental in the governance of the country and it shall be the duty of the State to apply these principles in making laws

Features of the Directive Principles of Policy

  • Definition:
    • Directive Principles of State Policy are ideals for the government while making laws.
    • They guide legislative, executive, and administrative actions.
  • Scope: “State” in this context includes central and state governments, local authorities, and other public bodies (Article 36).
  • Historical Connection:
    • Similar to the “Instrument of Instructions” in the 1935 Government of India Act.
    • Dr. B.R. Ambedkar equated them, stating they are instructions to the legislature and executive.
  • Comprehensive Program:
    • Encompasses economic, social, and political aspects.
    • Aims for justice, liberty, equality, and fraternity, aligning with the Constitution’s Preamble.
    • Focuses on creating a ‘welfare state,’ not a ‘police state.’
  • Non-Justiciability:
    • Not legally enforceable by courts.
    • Government isn’t compelled to implement them.
    • Despite non-justiciability, Article 37 emphasizes their fundamental role in governance.
  • Judicial Role:
    • Courts can’t force implementation but consider them while assessing laws.
    • If a law aligns with Directive Principles, it may be deemed ‘reasonable’ under constitutional scrutiny (Article 14 or 19).

Classification of the Directive Principles

The Constitution does not contain any classification of Directive Principles. However, based on their content and direction, they can be classified into three broad categories, viz, socialistic, Gandhian and liberal-intellectual.

Laxmikanth Summary: Directive Principles of State Policy

Socialistic Principles

Reflects socialist principles, aiming for a democratic socialist state. Focuses on social and economic justice, steering towards a welfare state.

  • Article 38: Promotes people’s welfare, striving for a just social, economic, and political order.
  • Article 39: Ensures citizens’ right to adequate livelihood, fair distribution of resources, and prevention of wealth concentration.
  • Article 39A: Promotes equal justice and provides free legal aid to the poor.
  • Article 41: Guarantees the right to work, education, and public assistance during unemployment, old age, sickness, and disability.
  • Article 42: Provides just and humane working conditions and maternity relief.
  • Article 43: Secures a living wage, decent standard of life, and cultural opportunities for workers.
  • Article 43A: Encourages worker participation in industrial management.
  • Article 47: Aims to improve public health, raise nutrition levels, and enhance people’s standard of living.

Gandhian Principles 

Based on Gandhian ideology, reflecting ideas from Gandhi’s vision during the national movement. 

  • Article 40: Organize village panchayats, empowering them for self-government.
  • Article 43: Promote cottage industries in rural areas, either individually or cooperatively.
  • Article 43B: Encourage the formation of cooperative societies with voluntary participation, democratic control, and professional management.
  • Article 46: Promote the educational and economic interests of marginalized groups (SCs, STs, and others), protecting them from social injustice and exploitation.
  • Article 47: Prohibit the consumption of harmful intoxicants.
  • Article 48: Forbid the slaughter of cows, calves, and other useful cattle, aiming to enhance their breeds.

Liberal-Intellectual Principles

Reflects liberal principles, emphasizing individual rights and progressive governance.

  • Article 44: Ensure a uniform civil code for all citizens across the country.
  • Article 45: Provide early childhood care and education for children until the age of six.
  • Article 48: Organize agriculture and animal husbandry using modern and scientific methods.
  • Article 48A: Protect and improve the environment, safeguarding forests and wildlife.
  • Article 49: Preserve monuments, places, and objects of artistic or historic importance declared national.
  • Article 50: Separate the judiciary from the executive in public services of the State.
  • Article 51: Promote international peace, maintain just and honourable relations between nations, respect international law and treaties, and encourage arbitration for settling international disputes.

New Directive Principles

42nd Amendment Act of 1976:

Added four new Directive Principles to the original list.

  • Article 39: Secure opportunities for healthy child development.
  • Article 39A: Promote equal justice and provide free legal aid to the poor.
  • Article 43A: Take steps to involve workers in industry management.
  • Article 48A: Protect and improve the environment, safeguarding forests and wildlife.

44th Amendment Act of 1978:

  • Added another Directive Principle.
  • Article 38: Requires the State to minimize inequalities in income, status, facilities, and opportunities.

86th Amendment Act of 2002:

  • Changed the subject of Article 45, making elementary education a fundamental right under Article 21A.
  • Requires the State to provide early childhood care and education for all children until the age of six.

97th Amendment Act of 2011:

  • Added a new Directive Principle related to cooperative societies.
  • Article 43B: Requires the state to promote voluntary formation, autonomous functioning, democratic control, and professional management of cooperative societies.

Sanction Behind Directive Principles of Policy

  1. B.N. Rau’s Recommendation:
    • Constitutional Advisor B.N. Rau suggested dividing individual rights into two categories: justiciable and non-justiciable.
    • Fundamental Rights (justiciable) were placed in Part III, while Directive Principles (non-justiciable) went to Part IV.
  2. Nature of Directive Principles:
    • Non-justiciable in nature, meaning they can’t be legally enforced by courts.
    • Constitution (Article 37) emphasizes their fundamental role in governance, making it the state’s duty to apply them while making laws.
  3. Moral Obligation and Political Force:
    • Imposes a moral obligation on the state authorities for application.
    • The real force behind them is political, driven by public opinion.
  4. Importance Stressed by Leaders:
    • Leaders like Alladi Krishna Swamy Ayyar emphasized that no responsible government can lightly ignore the Directive Principles.
    • Dr. B.R. Ambedkar highlighted that a government relying on popular vote can’t afford to ignore these principles.
  5. Non-Enforceability Reasons:
    • Made non-justiciable and legally non-enforceable due to practical considerations:
    • Insufficient financial resources.
    • Diversity and backwardness in the country.
    • Newly independent India needed flexibility in deciding how and when to implement them.
  6. Pragmatic Approach: Constitution makers believed in awakened public opinion rather than relying solely on court procedures for enforcing these principles.

Distinction Between Fundamental Rights and Directive Principles of State Policy

Laxmikanth Summary: Directive Principles of State Policy

Criticism of the Directive Principles

The Directive Principles of State Policy have been criticised by some members of the Constituent Assembly as well as other constitutional and political experts on the following grounds:

  1. No Legal Force:
    • Critics say Directive Principles are criticized because they cannot be legally enforced.
    • Described as ‘pious superfluities,’ like a ‘cheque on a bank’ only payable when resources permit.
    • Compared to New Year’s resolutions that are broken quickly.
  2. Illogically Arranged:
    • Critics argue that Directive Principles are not logically organized.
    • Not properly classified; mix important and less important issues.
    • Sir Ivor Jennings says they lack a consistent philosophy.
  3. Conservative:
    • Sir Ivor Jennings believes Directive Principles are based on 19th-century England’s political philosophy.
    • Expresses Fabian Socialism without socialism.
    • Thought to be suitable for the 20th century but might become outdated for the 21st century.
  4. Constitutional Conflict:
    • K. Santhanam highlights potential conflicts between different levels of government.
    • Possibility of conflict between the Centre and states, President and Prime Minister, and governor and chief minister.
    • Centre can direct states on Directive Principles, leading to the potential dismissal of state governments.
    • President can reject bills violating Directive Principles, causing conflict with the Prime Minister.
    • Similar conflicts may occur between the governor and chief minister at the state level.

Utility of Directive Principles

  1. Declared Fundamental:

    • The Constitution states that Directive Principles are fundamental to governing the country.
    • L.M. Singhvi calls them the “life-giving provisions” and the essence of the Constitution’s social justice philosophy.
  2. Positive Opinions:

    • M.C. Chagla believes following Directive Principles would make India a heavenly place.
    • Dr. B.R. Ambedkar values them for emphasizing “economic democracy” alongside political democracy.
    • Granville Austin sees them as fostering social revolution by creating necessary conditions.
  3. Moral Precepts and EducativValue:

    • Sir RN. Rau views Directive Principles as “moral precepts” with educational value.
    • M.C. Setalvad, former Attorney General, sees them as an “Instrument of Instructions” for authorities.
  4. Significance and Usefulness:

    • Directive Principles serve as general recommendations reminding authorities of constitutional principles.
    • Act as guiding lights for courts in exercising judicial review to determine constitutional validity.
    • Form the background for all state actions and guide the courts.
    • Amplify the Preamble’s resolve to secure justice, liberty, equality, and fraternity for all citizens.
  5. Roles Played by Directive Principles:

    • Facilitate stability and continuity in policies despite changes in the ruling party.
    • Supplementary to citizens’ fundamental rights, filling in social and economic rights.
    • The implementation creates a favourable atmosphere for citizens to enjoy fundamental rights fully.
    • Enable the opposition to influence and control the government by pointing out non-compliance with Directives.
    • Serve as a crucial test for evaluating the government’s performance, allowing citizens to scrutinize policies and programs.
    • Act as a common political manifesto, guiding legislative and executive actions regardless of political ideology.

Conflict Between Fundamental Rights and Directive Principles

  1. Champakam Dorairajan Case (1951):
    • In case of conflict between Fundamental Rights and Directive Principles, Fundamental Rights prevail.
    • Fundamental Rights can be amended by Parliament, leading to the First, Fourth, and Seventeenth Amendment Acts.
  2. Golaknath Case (1967):
    • Supreme Court ruled Fundamental Rights are “sacrosanct” and cannot be amended for Directive Principles.
    • Parliament reacted with the 24th and 25th Amendment Acts, asserting power to amend Fundamental Rights.
  3. Kesavananda Bharati Case (1973):
    • Second provision of Article 31C, giving immunity to laws implementing socialistic Directive Principles, declared unconstitutional.
    • First provision upheld, stating laws implementing specified Directive Principles won’t be void for violating certain Fundamental Rights.
  4. 42nd Amendment Act (1976):
    • Extended protection of Article 31C to any law implementing Directive Principles.
    • Declared unconstitutional by the Supreme Court in Minerva Mills case (1980).
  5. Minerva Mills Case (1980):
    • Reaffirmed Fundamental Rights’ supremacy over Directive Principles.
    • Emphasized the Constitution’s balance between Fundamental Rights and Directive Principles as essential.
    • Goals of Directive Principles should be achieved without compromising the means provided by Fundamental Rights.
  6. Current Position:
    • Fundamental Rights have supremacy over Directive Principles.
    • Parliament can amend Fundamental Rights to implement Directive Principles without damaging the Constitution’s basic structure.

Implementation of Directive Principles

  1. Planning Commission and NITI Aayog (1950-2015):
    • Planning Commission (1950) and NITI Aayog (2015) aimed at planned development.
    • Successive Five Year Plans focused on socio-economic justice and reducing inequalities.
  2. Land Reforms:
    • States enacted laws for agrarian changes, including intermediary abolition and tenancy reforms.
    • Ceilings on land holdings, surplus land distribution, and promotion of cooperative farming.
  3. Labor Welfare Acts:
    • Various Acts like Minimum Wages Act, Payment of Wages Act, and Child Labour Prohibition Act.
    • Enacted to protect labor rights, with the government banning child labor in 2006.
  4. Women’s Rights Acts: Maternity Benefit Act (1961) and Equal Remuneration Act (1976) safeguard women workers.
  5. Financial Resource Utilization:
    • Nationalization of life insurance (1956) and fourteen leading banks (1969).
    • Abolition of Privy Purses (1971) and other financial measures for common good.
  6. Legal Aid and Justice System:
    • Legal Services Authorities Act (1987) for free legal aid and Lok Adalats for conciliation.
    • Panchayati Raj system (1992) introduced for local self-governance.
  7. Cottage Industries Development: Various boards and commissions established for the development of cottage industries.
  8. Rural Development Programs:
    • Multiple programs like Community Development, Jawahar Rozgar Yojana, and NREGA launched.
    • Aimed at raising the standard of living in rural areas.
  9. Environmental Conservation Acts:
    • Wildlife (Protection) Act (1972), Forest (Conservation) Act (1980), and Water and Air Acts.
    • Established Pollution Control Boards for environmental protection.
  10. Modernization of Agriculture and Animal Husbandry:
    • Improved agricultural inputs, seeds, fertilizers, and irrigation facilities.
    • Modernizing animal husbandry on scientific lines.
  11. Reservation for Weaker Sections:
    • Reservations in education, government services, and representative bodies for SCs, STs, and other weaker sections.
    • Acts like Untouchability (Offences) Act, now Protection of Civil Rights Act, enacted for protection.
  12. National Commissions for Social Groups:
    • Establishment of national commissions for backward classes, minorities, women, and child rights.
    • 103rd Amendment Act (2019) provided 10% reservation for Economically Weaker Sections (EWSs).
  13. Judicial Reforms: Criminal Procedure Code (1973) separated judiciary from the executive in public services.
  14. Monument and Archaeological Protection: Ancient and Historical Monuments and Archaeological Sites and Remains Act (1951) for protection.
  15. Public Health Initiatives:
    • Establishment of primary health centers and hospitals nationwide.
    • Special programs for disease eradication.
  16. Anti-Cow Slaughter Laws: Some states enacted laws prohibiting the slaughter of cows, calves, and bullocks.
  17. Old Age Pension Schemes:Some states initiated pension schemes for people above 65 years.

  18. Foreign Policy for Peace: India follows non-alignment and panchsheel for international peace and security.

Directives Outside Part IV

Apart from the Directives included in Part IV, there are some other Directives contained in other Parts of the Constitution. They are:

  1. Reservation for SCs and STs in Services (Article 335):
    • Members of Scheduled Castes (SCs) and Scheduled Tribes (STs) have claims to services and posts.
    • Consideration given while making appointments, balancing with the efficiency of administration.
  2. Mother-Tongue Instruction for Linguistic Minorities (Article 350-A):
    • States and local authorities should strive to provide facilities for instruction in the mother tongue at the primary stage.
    • Focus on children belonging to linguistic minority groups.
  3. Promotion and Development of Hindi (Article 351):
    • Union’s duty to promote and develop the Hindi language.
    • The aim is for Hindi to serve as a medium of expression for the diverse culture of India.

Key Points:

  • These directives are non-justiciable, meaning they cannot be legally enforced by the courts.
  • Despite being non-justiciable, the judiciary pays equal attention to them, emphasizing the holistic reading of the Constitution.
  • The goal is to balance the interests of SCs and STs, linguistic minorities, and the promotion of Hindi with administrative efficiency and cultural diversity.

Fundamental Duties

The original constitution included only fundamental rights and not fundamental duties. The framers felt it unnecessary to incorporate citizens’ duties initially but included the State’s duties as Directive Principles of State Policy. In 1976, fundamental duties for citizens were added, and in 2002, another was included.Fundamental Duties India

The concept of Fundamental Duties in the Indian Constitution was influenced by the former USSR’s constitution. Unlike major democratic countries like the USA, Canada, France, Germany, and Australia, which don’t specify citizens’ duties, the Japanese Constitution is an exception, having a list of duties. 

Socialist countries, like the former USSR, valued both citizens’ rights and duties, stating that exercising rights was inseparable from fulfilling duties and obligations.

1. Swaran Singh Committee Recommendations

In 1976, the Congress Party established the Sardar Swaran Singh Committee to discuss fundamental duties, prompted by the internal emergency (1975-1977). 

The committee recommended adding a separate chapter on fundamental duties in the Constitution, emphasizing that citizens should be aware of both their rights and responsibilities.

The Congress Government accepted these suggestions and introduced the 42nd Constitutional Amendment Act in 1976. This amendment created a new part, Part IVA, in the Constitution, featuring only one Article, namely Article 51A. For the first time, this article specified a code of ten fundamental duties for citizens. 

The ruling Congress party acknowledged the historical oversight of not including fundamental duties in the Constitution and asserted that they were rectifying this.

While the Swaran Singh Committee proposed incorporating eight fundamental duties, the 42nd Constitutional Amendment Act (1976) eventually included ten Fundamental Duties. Notably, some recommendations of the Committee were not adopted by the Congress Party and, therefore, not included in the Constitution. These recommendations included:

  1. Allowing the Parliament to determine penalties or punishments for non-compliance with or refusal to observe any of the duties.
  2. Stating that no law imposing such penalties or punishments could be challenged in any court on the grounds of violating Fundamental Rights or conflicting with any other provision of the Constitution.
  3. Specifying the duty to pay taxes as a Fundamental Duty of citizens.

2. List of Fundamental Duties (Article 51A)

Laxmikanth Summary: Fundamental Duties
Fundamental Duties

According to Article 51 A, it shall be the duty of every citizen of India: 

  1. Abide by the Constitution, respect its ideals and institutions, the National Flag, and the National Anthem.
  2. Cherish and follow the noble ideals that inspired the national struggle for freedom.
  3. Uphold and protect the sovereignty, unity, and integrity of India.
  4. Defend the country and render national service when called upon to do so.
  5. Promote harmony and the spirit of common brotherhood amongst all people, transcending religious, linguistic, and regional diversities. Renounce practices derogatory to the dignity of women.
  6. Value and preserve the rich heritage of the country’s composite culture.
  7. Protect and improve the natural environment, including forests, lakes, rivers, and wildlife. Have compassion for living creatures.
  8. Develop scientific temper, humanism, and the spirit of inquiry and reform.
  9. Safeguard public property and abjure violence.
  10. Strive towards excellence in all spheres of individual and collective activity, so that the nation constantly rises to higher levels of endeavor and achievement.
  11. Provide opportunities for education to children aged six to fourteen, as mandated by the 86th Constitutional Amendment Act, 2002.

3. Features of Fundamental Duties

The characteristics of Fundamental Duties can be summarized as follows:

  1. They encompass both moral and civic duties. For instance, holding noble ideals from the freedom struggle is a moral obligation, while respecting the Constitution, National Flag, and National Anthem is a civic duty.

  2. Fundamental Duties reflect values ingrained in Indian tradition, mythology, religions, and practices. Essentially, they codify tasks integral to the Indian way of life.

  3. Unlike some Fundamental Rights applicable to all, whether citizens or foreigners, Fundamental Duties are specific to citizens and do not extend to foreigners.

  4. Similar to Directive Principles, Fundamental Duties are non-justiciable. Courts cannot directly enforce them, and there’s no legal sanction for violations. However, Parliament has the freedom to enforce them through appropriate legislation.

4. Criticism of Fundamental Duties

Critics have raised several concerns about the Fundamental Duties outlined in Part IVA of the Constitution:

  1. The list of duties is incomplete, omitting important responsibilities such as votingtax payment, and family planning. The Swaran Singh Committee even recommended including the duty to pay taxes.

  2. Some duties are unclear and challenging for the common man to understand. Phrases like ‘noble ideals,’ ‘composite culture,’ and ‘scientific temper’ can be interpreted differently.

  3. Critics view these duties as a set of moral principles since they are non-justiciable. Interestingly, the Swaran Singh Committee suggested penalties for not fulfilling Fundamental Duties.

  4. Critics argue that incorporating these duties into the Constitution was unnecessary, as people would naturally perform them without constitutional inclusion.

  5. Critics believe that placing Fundamental Duties in Part IVA diminishes their importance. They suggest adding them after Part III to align them with Fundamental Rights.

5. Significance of Fundamental Duties

Despite criticisms, fundamental duties are vital for the following reasons:

  • Reminder of Responsibilities: They remind citizens to be conscious of duties alongside their rights.

  • Warning Against Anti-national Activities: Act as a warning against activities like flag burning.

  • Inspiration and Discipline: Inspire discipline and commitment, making citizens active participants in national goals.

  • Legal Significance: Aid courts in determining the constitutionality of laws, as seen in cases like Mohan Kumar Singhania (1991) and Ramlila Maidan Incident (2012).

  • Enforceability by Law: Parliament can impose penalties for non-compliance.

Fundamental Duty Chart
Fundamental Duty Chart

Leaders like R. Gokhale and Indira Gandhi justified their inclusion, with Gandhi emphasizing the democratic balance between rights and duties. Despite initial opposition, the Janata Government did not annul them, indicating a consensus on their necessity. 

One more duty was added in 2002 through the 86th Amendment Act.

6. Verma Committee Observations

The Verma Committee on Fundamental Duties of Citizens in 1999 highlighted legal provisions for implementing some Fundamental Duties. These include:

  1. The Prevention of Insults to National Honour Act (1971) prevents disrespect to the Constitution, National Flag and National Anthem.
  2. Criminal laws penalize actions promoting enmity based on factors like language, race, place of birth, and religion.
  3. The Protection of Civil Rights Act (1955) addresses offences related to caste and religion.
  4. The Indian Penal Code (IPC) treats assertions prejudicial to national integration as punishable offences.
  5. The Unlawful Activities (Prevention) Act (1967) allows the declaration of a communal organization as an unlawful association.
  6. The Representation of People Act (1951) disqualifies Parliament or state legislature members for corrupt practices, including soliciting votes based on religion or promoting enmity.
  7. The Wildlife (Protection) Act (1972) prohibits trade in rare and endangered species.
  8. The Forest (Conservation) Act (1980) prevents indiscriminate deforestation and diversion of forest land for non-forest purposes.

CH10. Amendment of the Constitution

The Constitution of India, like others, allows for amendments to adapt to changing conditions. Unlike the flexibility in Britain or the rigidity in the USA, India’s Constitution is a synthesis of both. Article 368 outlines the parliamentary powers to amend the Constitution through addition, variation, or repeal. However, amendments cannot touch the ‘basic structure,’ a concept established by the Supreme Court in the Kesavananda Bharati case (1973). This makes the Indian Constitution neither entirely flexible nor rigid but strikes a balance between the two.

Procedure for Amendment

  1. Initiation of Amendment:
    • Only Parliament can initiate a Constitution amendment.
    • The process begins with a bill introduced in either House of Parliament.
  2. Introduction and Approval:
    • The bill can be introduced by a minister or a private member.
    • No prior permission from the President is needed.
    • It must be approved by a special majority in each House:
      • A majority of the total members of the House.
      • A two-thirds majority of members present and voting.
  3. Separate Approval:
    • Each House must pass the bill separately.
    • No provision for a joint sitting if there’s a disagreement.
  4. Ratification by States (if applicable):
    • If amending federal provisions, it needs ratification by half of the states.
    • Ratification requires a simple majority in state legislatures.
  5. Assent by the President:
    • After approval by Parliament and states (if needed), the bill goes to the President.
    • The President must give assent; no withholding or sending it back.
  6. Becoming an Act:
    • Once the President assents, the bill becomes a constitutional amendment act.
    • The Constitution is amended accordingly.

Types of Amendments 

Article 368 of the Indian Constitution outlines three ways to amend its provisions:

  1. Amendment by Simple Majority of Parliament:
    • This applies to certain provisions and involves a simple majority of the members of each House present and voting.
    • This process is similar to the ordinary legislative process.
    • Not considered amendments for the purposes of Article 368.
  2. Amendment by Special Majority of Parliament:
    • Requires a special majority, which includes a majority of the total membership of each House and a two-thirds majority of members present and voting.
    • Applicable to Fundamental Rights, Directive Principles of State Policy, and provisions not covered by the first and third categories.
  3. Amendment by Special Majority of Parliament and Ratification by States:
    • Pertains to provisions related to the federal structure of the country.
    • Involves a special majority in Parliament and the consent of at least half of the state legislatures by a simple majority.
    • No time limit for states to provide their consent.
    • Relevant for matters such as the election of the President, distribution of legislative powers, and specific councils.

By Simple Majority of Parliament

Several provisions in the Constitution can be amended by a simple majority of both Houses of Parliament, and this process is not governed by Article 368. These provisions include:

  1. Admission or establishment of new states.
  2. Formation of new states and alteration of areas, boundaries, or names of existing states.
  3. Abolition or creation of legislative councils in states.
  4. Second Schedule – Emoluments, allowances, privileges, etc., of the President, governors, Speakers, judges, etc.
  5. Quorum in Parliament.
  6. Salaries and allowances of members of Parliament.
  7. Rules of procedure in Parliament.
  8. Privileges of Parliament, its members, and its committees.
  9. Use of the English language in Parliament.
  10. Number of puisne judges in the Supreme Court.
  11. Conferment of more jurisdiction on the Supreme Court.
  12. Use of the official language.
  13. Citizenship – acquisition and termination.
  14. Elections to Parliament and state legislatures.
  15. Delimitation of constituencies.
  16. Union territories.
  17. Fifth Schedule – Administration of scheduled areas and scheduled tribes.
  18. Sixth Schedule – Administration of tribal areas.

These amendments require a simple majority, meaning more members voting in favor than against, without the need for a special majority or the involvement of state legislatures.

By Special Majority of Parliament

  • Special Majority Needed: To change most parts of the Constitution, a special majority is required in Parliament. This means more than half of all members in both the Lok Sabha and Rajya Sabha need to agree. Also, two-thirds of the members present and voting must support the change.
  • Total Membership Matters: When we say ‘total membership,’ it means all the members in the House, regardless of whether some seats are empty or members are absent.
  • Special Majority at Third Reading: Technically, this special majority is mainly needed when the Parliament votes on the proposed changes for the third and final time. However, as a precaution, this requirement is applied to all significant stages of the process, as mentioned in the rules of the Houses.
  • Categories of Provisions: The Constitution has different types of rules. The ones that can be changed this way include:
    (i) Fundamental Rights: These are important rights granted to citizens.
    (ii) Directive Principles of State Policy: These are guidelines for the government to create laws and
    (iii) Other Provisions: Anything not covered by the first two categories can also be amended using this special majority.

In simple terms, changing these parts of the Constitution needs a big agreement from the Parliament members, ensuring that the process is thorough and widely supported.

By Special Majority of Parliament and Consent of States

  • Federal Structure Amendments: Changes to parts of the Constitution related to the federal structure (how power is divided between the central government and states) need a special majority in Parliament and the approval of half of the state legislatures.
  • Consent from States: For these changes, if at least half of the states agree, the process is considered complete. It doesn’t matter if some states don’t give their opinion. There’s no time limit for states to decide.
  • Amendable Provisions Include:
    • Election of the President: The rules about how the President is elected.
    • Executive Power: How much authority the Union (central government) and states have.
    • Supreme Court and High Courts: Rules regarding these important courts.
    • Legislative Powers: How the power to make laws is divided between the Union and states.
    • Goods and Services Tax (GST) Council: The body that decides on GST matters.
    • Seventh Schedule Lists: Lists categorizing subjects for legislation.
    • Representation of States: How states are represented in Parliament.
    • Parliament’s Power to Amend the Constitution: Procedures outlined in Article 368 itself. 

Criticism of the Amendment Procedure

Critics have criticised the amendment procedure of the Constitution on the following grounds:

  • No Special Body for Amendments: Unlike the USA, India doesn’t have a special body like a Constitutional Convention. The power to amend the Constitution is mainly with the Parliament, and sometimes with state legislatures.
  • Parliament Initiates Amendments: Only Parliament can start the process of amending the Constitution. State legislatures can’t propose changes, except in one case related to legislative councils.
  • Amendment Power of Parliament: Most of the Constitution can be amended by Parliament alone, either with a special majority or a simple majority. In some cases, the consent of half of the state legislatures is needed, not three-fourths as in the USA.
  • No Time Frame for State Consent: The Constitution doesn’t set a time limit for state legislatures to approve or reject an amendment. It also doesn’t clarify if states can change their approval.
  • No Joint Sitting for Amendments: If there’s a disagreement in passing a constitutional amendment, there’s no provision for a joint sitting of both Houses of Parliament, unlike in the case of ordinary bills.
  • Amendment Process Similar to Legislation: Except for the special majority, the process of amending the Constitution is similar to passing regular bills in Parliament.
  • Sketchy Amendment Provisions: The details about the amendment procedure are not very clear, leaving room for legal interpretation. This might lead to matters being taken to the judiciary.
  • Balancing Flexibility and Rigidity: Despite some drawbacks, the amendment process strikes a balance between flexibility and rigidity. It’s not so flexible that it can be changed easily by ruling parties, nor is it so rigid that it can’t adapt to changing needs.
  • Facile Procedure for Amendments: The Constitution provides a relatively easy process for amending itself, allowing changes to meet evolving needs. This approach is different from some other countries like Canada, the USA, or Australia.

In simpler terms, while India’s amendment process may have some complexities, it allows for necessary changes without being too rigid or too flexible. The aim is to balance stability with the ability to adapt to the nation’s growth and changing circumstances.

CH11. Basic Structure of the Constitution

The Basic structure doctrine is a legal doctrine, according to which, the constitution of a sovereign state has certain provisions in it that are most essential in the functioning of the state and thus the Legislature of state cannot erase these provisions.

  • The theory of the basic structure of the Indian Constitution has had a significant and enduring impact on its evolution.
  • Origin: The theory in itself is an example of a living constitution.
    • The Constitution does not explicitly reference this theory. 
    • It has emerged from judicial interpretation. 
    • Therefore, the judiciary and its interpretation have effectively altered the Constitution without undergoing a formal amendment process.
    • The term ‘basic structure’ was first introduced by M.K. Nambiar and other counsels during their arguments for the petitioners in the Golaknath case (1967), but it was only in 1973 that the concept surfaced in the text of the Supreme Court’s verdict in Kesavananda Bharati Case 1973.

Evolution of the Basic Structure Doctrine in India: Key Supreme Court Cases and Constitutional Amendments

SC Case and  AmendmentsDescription
Shankari Prasad Case 1951
  • Whether parliament can curtail Fundamental Rights Under Article 368 was dealt under this case.
  • Constitutional validity of First Amendment Act (1951) which curtailed Right to Property was challenged.
  • Supreme Court: Under Article 368, Parliament can amend FR. Article 13 includes only ordinary law and not constitutional amendment law. Amendments abridging FR cannot be void under Article 13.
Golaknath Case 1967
  • The Seventeenth Amendment which inserted certain state laws in the Ninth Schedule was challenged.
  • Supreme Court: SC reverses its earlier stand and said
    • FRs are transcendental & immutable. 
    • Parliament cannot abridge or take away any FR.
    • Constitutional Amendment Acts are laws under Article 13. 
    • So, any amendment violating FR would be void under Article 13.
Parliament’s Reaction to Golaknath Case
  • 24th Amendment 1971: Parliament can take away any FR under Article 368 and such acts are not laws under Article 13.
Kesavananda Bharati Case 1973
  • Supreme Court: Overruled its judgment in Golaknath Case (1967) and upheld the 24th Amendment.
  • Basic Structure Doctrine was laid down by SC.
  • Ruled that Parliament’s constituent power under Article 368 does not authorize it to modify the ‘basic structure’ of the Constitution.
  • Parliament cannot abridge or take away a Fundamental Right that forms a part of the ‘basic structure’ of the Constitution. 
  • Parliament is unable to abridge or take away a Fundamental Right that constitutes an integral component of the ‘basic structure’ of the Constitution
Effects of Kesavananda Bharati Case
  • It has set specific limits to the Parliament’s power to amend the Constitution.
  • It allows the Parliament to amend any and all parts of the Constitution subject to basic structure.
  • It establishes the judiciary as the final authority in determining whether an amendment violates the basic structure and what qualifies as such.
39th Amendment
  • Election disputes between the PM and the Speaker of LS were kept outside the jurisdiction of the court.
Indira Gandhi Case 1975
  • Supreme Court: Invalidated 39th Amendment. 
  • Judicial review is a basic structure.
  • The doctrine of the basic structure of the constitution was reiterated.
42nd Amendment 1976
  • Amended Article 368, no limitations on constituent power of parliament. 
  • No amendment can be questioned in courts.
Minerva Mills Case 1980
  • Invalidated provisions of 42nd CAA as it excluded judicial review (basic feature)
  • Limited amendment power of parliament is part of basic structure.
  • Parliament cannot expand its amending power under article 368 into unlimited. 
  • Judicial review is a basic structure.
Waman Rao Case 1981
  • Again, the Supreme Court adhered to the doctrine of the ‘basic structure’ and clarified that it would apply to constitutional amendments enacted after April 24, 1973 (Kesavananda Bharati case).
IR Coelho vs State of Tamil Nadu, 2007
  • The SC ruled that all laws (including those in the Ninth Schedule) would be open to Judicial Review if they violated the basic structure of the constitution.

Amendments under Article 368 & Basic Structure Doctrine in the Present Context

  • Under Article 368, Parliament can amend any part of the Constitution including the Fundamental Rights but without affecting the ‘basic structure’ of the Constitution
  • The Supreme Court has not yet provided a definitive definition or clarification regarding what constitutes the ‘basic structure’ of the Constitution.

Impact of the Basic Structure Doctrine on Indian Jurisprudence

The Judiciary advanced this theory in the famous case of Kesavananda Bharati (1973). This judgment has contributed to the development of the Constitution in the following manners:

  • Limitation on Power of Parliament:  It has set specific limits to Parliament’s power to amend the Constitution.
  • Upholding Constitutional Integrity: It says that no amendment can the basic structure of the Constitution.
  • Powers of Parliament Within Constitutional Limits: It allows Parliament to amend any and all parts of the Constitution (within this limitation); 
  • Final Authority of the Judiciary: It establishes the Judiciary as the ultimate arbiter in determining whether an amendment violates the basic structure and in defining what constitutes the basic structure.
  • Core Values of Constitution: The apex court held that some features of the Constitution lay at its core and required much more than the usual procedures to change them.
  • Recognition by All: In the past four decades, this decision has governed all interpretations of the Constitution and all institutions in the country have accepted the theory of basic structure.

Basic Structure Doctrine in India: Evaluating Criticisms and Upholding Constitutional Integrity

  • No Constitutional Basis: It is not defined in the constitution nor in any statute and amounts to rewriting of the constitution without amendment procedure.
  • Encroachment of Power: It is an illegitimate infringement of the judiciary on principle of majority rule. It grants unelected judges the authority to limit the actions of a democratically elected legislature.
  • Undemocratic: It goes against democracy, majoritarianism and popular sovereignty.
    • Democracy mandates that the final say on all issues concerning society must be left to the majority of the people, acting through their elected representatives 
  • No Definition: Judiciary also has not defined what constitutes basic structure. It has been decided by the judiciary on a case to case basis and hence it  is a matter of subjectivity.
  • Supreme Control: Translates judiciary into third decisive chamber of parliament.

Significance of the Basic Structure Doctrine: Constitutional Sovereignty, Core Values and the Role of Judiciary

  • Constitutional Sovereignty: India adheres to a model of constitutional sovereignty, imposing constraints on regular legislative authority.
  • Modern Politics is Questionable: The degree of representation and public support political parties in power enjoy in modern democracies is questionable (Defection ,Money power, Criminalisation of politics etc)
  • Core Values of Constitution: Even in a democracy, there are certain decisions which, in principle, must not be left to the majority.(Like independence of judiciary, separation of powers, article 368 itself, Fundamental rights)
  • The Judiciary ought to Serve as the Ultimate Authority: : As the ultimate interpreter and protector of the constitution, the Judiciary would use this doctrine carefully, with a very high standard set.
    • The 99th CAA 2015 of NJAC was struck down on grounds of violation of the basic structure of the constitution, as this act allows  the executive to encroach on the power of Judiciary which is against the separation power.
  • Ultimate Counter-Majoritarian: According to Professor Sathe, the basic structure doctrine is essentially the “ultimate counter-majoritarian” check upon democracy”.
    • It defines democracy itself as separate from majoritarianism, it means the deciding authority must be of a non-majoritarian character and so, cannot be the Parliament.
  • It seeks to preserve constitutional principles envisioned by founding fathers like (Value like Democratic, Secular, Republic, Unity, Integrity etc)

World Examples

  • The SC of Bangladesh applied the same doctrine in 1989 to the Bangla constitution.
  • Article 79 (3) of the Basic Law of Germany also addresses certain fundamental principles that are not subject to amendment.

Basic Structure Doctrine: Components Revealed Through Judicial Pronouncements

  • Kesavananda Bharati Case
    • Chief Justice Sikri, CJI:
      • Supremacy of the Constitution
      • Republican and democratic form of government
      • Secular character of the Constitution
      • Separation of powers between the legislature, executive and the judiciary
      • Federal character of the Constitution
  • Justices Shelat, J. and Grover, J.:
    • The directive to establish a welfare state is outlined in the Directive Principles of State Policy.
    • Unity and integrity of the nation
    • Sovereignty of the country
  • Justices Hegde, J. and Mukherjea, J.:
    • Democratic character of the polity
    • Unity of the country
    • Essential features of the individual freedoms secured to citizens
    • Mandate to build a welfare state Unity and integrity of the nation
  • Justice Jaganmohan Reddy, J.:
    • Equality of status and the opportunity
    • Sovereign democratic republic
    • Justice: social, economic and political
    • Liberty of thought, expression, belief, faith and worship
  • Indira Nehru Gandhi v. Raj Narain, 1975:
    • Justice H.R. Khanna:
      • Democracy is a basic feature of the Constitution, ensuring free and fair elections.
    • Justice K.K. Thomas :
      • power of judicial review is an essential feature.
  • Justice Y.V. Chandrachud:
    • Sovereign democratic republic status
    • Equality of status and opportunity of an individual
    • Secularism and freedom of conscience and religion
    • Government of laws and not of men i.e. the rule of law
  • Nachane, Ashwini Shivram v. State of Maharashtra, 1998:
    • The doctrine of equality enshrined in Art.14 of the Constitution, which is the basis of the Rule of Law, is the basic feature of the Constitution.
  • Raghunath Rao v. Union of India case, 1993:
    • The unity and integrity of the nation and Parliamentary system.
  • Bommai v. Union of India, 1994, and R.C. Poudyal v. Union of India, 1994:
    • Secularism and “Democracy and Federalism are essential features of our Constitution and are part of its basic structure.”
  • Sampath Kumar v. Union of India (1987), L.Chandrakumar v. Union of India (1997), Waman Rao v. Union of India(1981), Subhesh Sharma v. Union of India (1991), Minerva Mills v.Union of India(1980):
    • “Judicial review is a part of the basic constitutional structure and one of the basic features of the essential Indian Constitutional Policy.”
    • Various provisions in the Constitution, including Articles 32, 136, 226, and 227, ensure judicial review of legislation and administrative actions.
  • Kihoto hollohan Vs. Zachillhu, 1992:
    • Democracy is part of the basic structure of our Constitution, and rule of law; and free and fair elections are basic features of democracy.
  • Chandra Kumar v. Union of India (1997):
    • Chief Justice Sikri
      • The supremacy of the constitution.
      • A republican and democratic form of government.
      • The secular character of the Constitution.
      • Maintenance of the separation of powers.
      • The federal character of the Constitution.
  • Justices Shelat and Grover
    • The unity and integrity of India
    • The sovereignty of the country
    • The sovereignty of India
    • The democratic character of the polity
    • The unity of the country
    • Essential features of individual freedoms
    • The mandate to build a welfare state
  • In a Plethora of Various Other Cases:
    • The independence of the judiciary is a basic feature of the Constitution, as it is indispensable (sine qua non) for democracy.

Judicious Application of the Basic Structure Doctrine

  • Expansion of Incorporated Rights: The evolution of the Constitution’s basic structure since its inception in the 1970s is unquestionable, with a continual expansion of incorporated rights over the years by the judicial proceedings
  • Judicial Oversight: This transformation is the culmination of extensive court oversight of fundamental rights and the constitutional framework.
    • The doctrine, which restrains the influence of evolving societal concerns, stands as a judicious and well-advised safeguard.
  • Safeguarding Constitutional Integrity: However, it is essential to recognize the limits of this doctrine.
    •  While it serves as a guardian of constitutional integrity, it should not be employed to contest regular legislation which would potentially undermine the very foundations of the Constitution itself.
  • Potential Dangers: Applying the basic structure theory to assess the constitutionality of ordinary legislation might well be akin to a destructive force, jeopardizing the fundamental structure of our Constitution. 
  • Judicious Application: As we reflect on the development of this constitutional doctrine, it becomes clear that its application, while invaluable in preserving fundamental principles, must be judiciously and precisely exercised to maintain the delicate balance of our constitutional system.

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