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Book No. – 001 (Political Science)
Book Name – An Introduction to Political Theory (OP Gauba)
What’s Inside the Chapter? (After Subscription)
1. GENESIS OF THE PLURALIST THEORY
2. MAIN TENETS OF THE PLURALIST THEORY
2.1. THE PLURALISTIC NATURE OF SOCIETY
2.2. ROLE OF THE STATE AS COORDINATOR
2.3. STATE MUST JUSTIFY ITS CLAIM TO AUTHORITY
2.4. DECENTRALIZATION OF AUTHORITY
3. EXPONENTS OF THE PLURALIST THEORY
3.1. LEON DUGUIT
3.2. HUGO KRABBE
3.3. A.D. LINDSAY
3.4. ERNEST BARKER
3.5. HAROLD J. LASKI
3.5.1. Attack on Absolute Sovereignty
3.5.2. Distinction between the State and Government
3.5.3. Moral Grounds of Allegiance
3.5.4. Democratization of Power
3.6. ROBERT M. MACIVER
3.6.1. Supreme of Law
3.6.2. Basis of Authority
4. A CRITICAL APPRAISAL
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Pluralist Theory of Sovereignty
Chapter – 8

- The classical theory of sovereignty, developed by thinkers such as Jean Bodin and John Austin, focuses on the legal character of sovereignty.
- This theory describes sovereignty as absolute, perpetual, universal, inalienable, and indivisible.
- It envisions a single sovereign entity in the state, whether an individual or a body of persons, making it a monistic theory of sovereignty.
- Applying this monistic theory to politics creates problems, as it implies unlimited authority of the state over individuals, leading to absolute political obligation.
- This concept reduces individuals to mere subjects of the state’s authority, with the state’s dictates being followed regardless of the nature of its rulers.
- Governments, comprising fallible human beings, issue these dictates, making the theory problematic as it suggests complete subordination of one group of individuals to another.
- The pluralist theory of sovereignty emerges as a response to address the issues posed by the monistic theory.
GENESIS OF THE PLURALIST THEORY
- The classical theory of sovereignty, developed from Jean Bodin to John Austin, viewed sovereignty as an essential attribute of the modern state.
- This theory suggested that the state is superior to all other human associations due to its exclusive sovereignty, implying supreme legal authority.
- It coincided with the organic theory of the state, which glorified the state as the source of all moral and social values and created a juristic personality for the state.
- The organic theory compared the state to a living body, with individuals as its organs; separation from the state was akin to an organ being severed from the body.
- Marx and Engels, in the nineteenth century, highlighted how the economic interests of the dominant class determined state policy, threatening freedom in society.
- Thinkers like J.N. Figgis linked the rise of the absolute state to economic and industrial oppression under capitalism.
- The development of social sciences in the twentieth century challenged the classical theory of state sovereignty.
- Modern psychology debunked the myth of the state’s personality, while modern sociology showed that law is a product of social conditions rather than sovereign commands.
- This led to the pluralistic theory, which viewed the state as one of many associations in society, rather than an all-encompassing institution.
- Pluralism proposed that the state should act as an arbiter among various associations and compete for authority rather than claiming exclusive allegiance.
- The pluralist challenge emerged during World War I, questioning whether the state could justifiably demand extreme sacrifices from its citizens.
- Some individuals, known as ‘conscientious objectors,’ opposed war on moral grounds, questioning the absolute authority of the state.
- Harold J. Laski identified two factors prompting the pluralist attack on state sovereignty:
- (a) The state’s claim to legal omnipotence was seen as a formal concept often invalid in practice, with real limits to its powers.
- (b) The state’s claim to pre-eminence was viewed as the sovereignty of a fallible government, not justified solely by its intentions.
- The pluralist doctrine arose from historical conflicts between the state and various entities, including churches, trade unions, and individuals.
MAIN TENETS OF THE PLURALIST THEORY
THE PLURALISTIC NATURE OF SOCIETY
- The pluralist attack on sovereignty is rooted in the doctrine of political pluralism.
- Political pluralism asserts that certain groups in society, such as family, church, union, and local government, embody important social values independently of state authorization.
- The pluralist theory of sovereignty is based on the idea of the pluralistic nature of society.
- This theory shifts focus from the legal to the sociological character of the state.
- It recognizes the role of various associations formed by individuals pursuing diverse interests.
- Some associations predate the state, and others exist independently of it, without state creation, sponsorship, maintenance, or regulation.
- The state is seen as one among many associations, not superior to them.
- Examples of these associations include churches, trade unions, cooperative societies, chambers of commerce, and voluntary organizations focused on education, culture, and science.
- These associations embody social values and address specific needs and pursuits.
- Pluralists believe it is morally preferable for individuals to be involved in a range of associations to pursue their interests.
- Such associations offer opportunities for creativity and self-fulfillment in various life spheres.
- The state should only interfere in these associations when necessary for public order, safety, or morality.
ROLE OF THE STATE AS COORDINATOR
- According to the pluralist standpoint, the state does not exist above various associations in society.
- The state is seen as an association of associations, coordinating their activities rather than being distinct from them.
- The state’s role is to resolve conflicts among associations by harmonizing their interests rather than imposing its own will.
- The state aims to secure the ‘common good’, ‘common interest’, or ‘public interest’ by coordinating rather than dictating.
- This role is essential for maintaining order in society.
- Pluralist theory seeks to limit the absolute authority of the state, contrasting with the state-sovereignty theory.
- It does not aim to abolish the state but to define its functions.
- Recognized functions of the state include maintaining internal order and security, defending against external enemies, and enforcing voluntary contracts.
- Contracts should only be enforced unless deemed void on moral grounds.