The Greeks

Part – 1

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Harshit Sharma

Political Science (BHU)

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Table of Contents

1. ANCIENT GREEK POLITICAL THOUGHT

THE CONTEXT

  • The ancient Greeks are credited with inventing political theorizing, but the nature of this invention is often misunderstood.
  • Systematic reflection on politics did not originate with Plato, and political theorizing was not the first subject the ancients systematically thought about.
  • Before politics, the ancients engaged in systematic reflection on topics such as gods, household management, moral instruction in the Homeric poems, the natural world, and the duties of hospitality.
  • The historical survival of manuscripts shapes our understanding of what the ancients thought, and there’s diversity among ancient Greeks in terms of time, location, and perspectives.
  • The Greeks were pragmatic, prioritizing “How?” questions over “Why?” questions. They did not initially distinguish between different kinds of “how?” questions.
  • The close connection between thought and action in ancient Greek thinking meant that considering how to do something well also implied considering how it ought to be done.
  • The Homeric poems, especially the Iliad and the Odyssey, served as a comprehensive guide for the Greeks, offering insights into proper conduct, the gods’ actions, and the workings of the natural world.
  • The Homeric worldview became less satisfactory to philosophers in classical times, but it persisted as a source of a code of conduct. Some classical philosophy aimed to rationalize and revive the certainties of the Homeric world.
  • The Homeric order was hierarchical, with a mythic ancestry. The gods ruled over the world, and their relationships mirrored political dynamics among humans.
  • The hierarchy of gods and men in the Homeric poems was characterized by order and symmetry. This mirrored the political world, providing a model for understanding the alternation of order and disorder in politics.
  • The gods’ tale involves cannibalism, incest, and parricide, but these are regarded as incidents and crimes. The gods, despite being immortal, are subject to some kind of law beyond human comprehension.
  • The hierarchy of the gods is reflected in the hierarchy of men. Each man has a tutelary deity, and the Olympian gods oversee important men, mirroring the earthly hierarchy.
  • Local gods, though less influential, are essential to individuals, and men can call upon the Olympians for broader matters. The heroes at Troy, despite being away from their homes, could seek the aid of the Olympian gods.
  • The Iliad reveals a complex social structure among the warriors at Troy, with a pecking order based on rank and prowess. Esteem is linked to both, causing tensions as seen in the quarrel between Agamemnon and Achilles over a captive girl.
  • The resolution of the quarrel involves the intervention of the gods, and Achilles rejoins the battle after the death of Patroclus. The intricate social dynamics are accepted, and there is little discontent among the Achaean ranks.
  • The predetermined roles of heroes and kings in the Homeric world limit individual agency, creating a sense of legitimacy and dramatic distance between heroes and ordinary warriors.
  • The roles are accepted without question, and each character plays their part as expected. Heroes are seen as a different order of men, and there’s an implicit agreement about the hierarchy.
  • The warrior-audience ensures that everyone adheres to their roles, and the story is known in advance. The drama lies in the potential failure of an actor to live up to their part in the story.
  • The predetermined roles allow little room for maneuver, contributing to the perception of heroes’ actions as childish, such as the quarrel between Agamemnon and Achilles in the Iliad.
  • Despite their seemingly immature behavior, the heroes are not condemned by the warrior-audience. What would be condemned is a failure to pursue the expected paths leading to the inevitable collision.
  • The heroes are god-like, but attempting to prevent the gods’ predetermined outcomes would be an act of hubris, an attempt to be like gods, which is unacceptable.
  • The heroes are touched by the divine, creating a dividing line between them and the Olympian gods. The gods’ involvement in human affairs blurs the line between religion and everyday life.
  • The Homeric gods control the natural world hierarchically, with each god having power over specific natural phenomena based on their importance in the divine hierarchy.
  • The Homeric worldview, with its emphasis on hierarchy, order, and predetermined roles, provides a comprehensive explanation for both the human and natural realms.
  • In the classical Greek polis, the political landscape was diverse, with numerous city-states, each having its own political system. Aristotle’s classification into One, Few, and Many demonstrates the difficulty of categorizing them neatly.
  • Greeks were frank about the class nature of politics, acknowledging oligarchy as a conspiracy of the rich and democracy as a conspiracy of the poor. Citizens expected tangible benefits from politics.
  • The Greek polis faced challenges in governance due to its internal divisions and a lack of economic prosperity. Legitimacy was crucial for self-policing, and citizens needed to feel an obligation to obey the law.
  • Legitimate power, backed by law, was different from force. The Greeks had a concept of law (nomos) opposed to the arrogance of power (hubris). The law set limits to the conduct of the powerful and was essential for maintaining order.
  • The unwritten law in the Homeric world was a combination of moral principles, ancestral customs, and expectations about how individuals should behave. Great ones were expected to flout some aspects of the unwritten law.
  • The law of the polis enabled large populations to coexist without constant fear of force. Law was a facility rather than a system of regulation, and legitimate power was subject to formal limitations.
  • Citizenship was a privilege with varying political rights and duties based on wealth. Equality before the law did not exist, but access to law was available to all citizens.
  • The law was crucial for the polis, providing the opportunity for citizens to live a good life. Citizenship involved more than avoiding legal trouble; citizens were expected to practice virtues valued by the community.
  • Free competition within the law was considered a moral principle, and the law aimed at preventing certain harmful actions. Competition for goods such as wealth, strength, wisdom, and fame was encouraged.
  • The challenge of the polis was reconciling the agonistic striving of self-assertive individuals with the need for moderation to coexist. Calls for moderation from various moral authorities indicated a tension between individual ambition and communal harmony.
  • Ancient Greeks, raised in a moral tradition different from the Sermon on the Mount, were seen as loud and boastful in their pursuit of virtues like nobility, wealth, and achievements. However, their lack of hypocrisy is noted, as they openly admired what they considered good.
  • The Greeks valued virtues such as wealth, physical strength, wisdom, courage, self-control, justice, and fame. Philosophers sought to show how these goods could be pursued without causing conflict in the polis.
  • Moderation in Greek polis law was seen as a result of individual men’s characters.
  • Greeks acknowledged that man-made laws could be altered, leading to a vulnerability of political arrangements.
  • Exile was used as a punishment, sending political opponents to other cities to avoid trouble.
  • Constitutions with legendary founders were believed to be more enduring, creating a sense of antiquity.
  • The Greeks pretended that their constitutions were very ancient to mystify their origins.
  • The concept of limited sovereignty emerged later, challenging the absolute sovereignty claimed by states.
  • Montesquieu and Founding Fathers found ancient checks and balances but misunderstood ancient ideas of sovereignty.
  • The Greeks did not distinguish public and private in the modern sense; the polis judged and controlled its members.
  • Political involvement was crucial, and neutrality in a civil war was illegal in Athenian law.
  • The opportunity for public performance required leisure, posing challenges for non-wealthy citizens.
  • Aristotle’s view of a good life involved being a soldier, man of affairs, and a priest at different stages.
  • Athens’ defeat in the Peloponnesian War was attributed to overreaching and a loss of proper limits.
  • The Melian Dialogue highlighted the Athenian perspective of yielding to superior force or being crushed.
  • Despite the idea of law as a liberating force, thinkers began to question its nature and origin in the 5th century.
  • The Sophists argued that laws were arbitrary inventions of the strong and against nature.
  • Plato’s “Republic” refuted the Sophists, seeking a different order and political values.
  • Plato linked Sophists with democracy, seeing their skills as most marketable in a democratic polis.
  • Plato distrusted mob oratory, viewing the common man as easily swayed by demagogues.
  • The lack of a sense of limitations in the common man and the demagogue’s exploitation led to potential chaos in a democratic polis.

SOCRATES AND PLATO

  • Plato, born in 427 BC, grew up during the Peloponnesian War in Athens.
  • Pericles, the Athenian leader, died the year before Plato’s birth, leading to political upheaval.
  • Family connections with both oligarchic and democratic parties influenced Plato’s consideration of a political career.
  • The Athenian democracy changed during the war, with demagogues influencing decisions and a shift in policy towards allies.
  • The war’s last years saw bitter party strife, alternating between oligarchy and democracy.
  • The Thirty, an oligarchic government aided by Sparta, briefly took power but was eventually replaced by restored democracy.
  • In 399 BC, Socrates, Plato’s mentor, was executed by the democratic government on charges of impiety and corrupting the young.
  • Plato, disillusioned with Athenian politics, believed true philosophy was the only hope for justice in society.
  • Plato traveled widely, attempted to convert a tyrant into a philosopher-ruler in Syracuse, and founded the Academy in Athens.
  • He wrote political works such as “The Republic,” “The Statesman,” and “The Laws,” the latter presenting his concept of a ‘second best state.’
  • Plato died in 347 BC, leaving a lasting impact on philosophy and political thought.
  • Plato observes in the Republic that in his time, some people still adhered to the value system derived from the Homeric poems.
  • The existence of various value systems in Plato’s world indicates a competition for attention among different philosophical perspectives.
  • The Sophists proposed that value systems were matters of convention, particularly in a world where strength held primary significance.
  • Plato faced a challenge in reconciling the plurality of value systems and sought to establish an absolute value-system as an antidote to moral and political instability.
  • Plato invents a double Socrates, incorporating both a skeptical and a Platonic Socrates, to address this challenge.
  • The historical Socrates, though not a writer, had a significant impact on Plato and others, known for wisdom, courage, self-control, and justice.
  • Plato’s predecessors, known as pre-Socratics, left knowledge in disarray, challenging traditional hierarchies of gods, men, and nature.
  • Democritus introduced atomic theory, suggesting that everything was made of the same particles, challenging hierarchical views of nature.
  • Heraclitus characterized the world as in constant flux, contributing to a challenging intellectual environment.
  • Socrates, a stonemason by profession, considered goodness a skill, akin to a craftsman’s expertise.
  • Goodness, for the ancient Greeks, was not passive; it involved active deeds and was demonstrated through one’s actions.
  • Socrates believed in the importance of training to develop moral virtues, seeing goodness as a skill that required practice and mastery.
  • Plato uses Socrates as a philosophical instrument to challenge existing dogma, clearing the way for genuine philosophical inquiry.
  • Justice, as discussed in Plato’s Republic, is seen as a skill that can be cultivated through a training program rather than a set of rigid rules.
  • Plato emphasizes the role of example and apprenticeship in producing just individuals, with the master setting the standard for the pupils.
  • Socratic questioning aimed to demonstrate that justice couldn’t be reduced to a memorized set of rules but required a disposition cultivated through training.
  • Plato’s approach focuses on developing a Socratic disposition in individuals to promote justice, emphasizing the importance of mentorship and practice.
  • Plato recognizes the need for a compelling motive for individuals to want to be just and undergo training, especially in competition with Sophists who promise success in public life.
  • He contends that the happiness of the just man is the key motivator, emphasizing happiness in the present, not in some future afterlife, and not defined out of existence.
  • Plato argues that in corrupt societies, the seemingly successful and envied individuals may not truly be happy, while the just, though persecuted, experience a deeper and truer happiness.
  • Justice is portrayed as an odd virtue, distinct from wisdom, courage, and self-control, as it lacks direct positive benefits when others do not practice it.
  • Plato asserts that justice is a political virtue in a unique sense, essential for its widespread practice to ensure the survival of the just individuals.
  • The rarity of justice is explained, in part, by its usual inexpediency in a corrupt society, but Plato raises the question of whether all men are capable of being just.
  • Justice, according to Plato, is the most difficult virtue as it involves the whole man and is practiced by the entire personality.
  • Plato differentiates between virtues associated with reason, passion, and appetite in his tripartite division of the human personality.
  • Courage, a passionate virtue, is limited as it lacks a clear understanding of its own virtue and often relies on the opinions of others for validation.
  • Appetites, desires directed toward neither true nor good things, can multiply and become difficult to satisfy, leading to a life dominated by clamoring desires.
  • Reason, directed toward true knowledge, is portrayed as unitary, seeking a specific object, and is considered the highest virtue by Plato.
  • True knowledge, as pursued by reason, involves self-knowledge and awareness of the right ordering of the soul.
  • Reason provides control to other faculties and completes the happiness of virtues like courage and self-control.
  • Plato sees reason as active, working to determine the soul’s proper order, serving as the guarantor of that order, and possessing the knowledge that justifies its rule.
  • The kingly science, rooted in reason, applies not only to the individual’s self-control but also to relations between individuals in a political context.
  • Plato emphasizes the connection between instability of character and political instability, asserting that a well-ordered character is necessary for effective rule in a state.

THE REPUBLIC: SETTING THE SCENE

  • The Republic is presented as a long conversation between Socrates and others, with a shift from conversational to more monologue-like tone as the work progresses.
  • Some commentators suggest that the Republic might be a composite of two works, but there is a single connecting argument throughout.
  • The first and second books are considered as setting the scene for the arguments that follow, with a dramatic opening involving Socrates, Cephalus, and Polemarchus.
  • Cephalus, an elderly man, represents a businessman’s ethic of telling the truth, helping friends, and paying debts. His goodness lies in consistency and duty.
  • Socrates gently challenges Cephalus on his definition of goodness, highlighting potential problems in specific situations.
  • Cephalus, unreflective about his ethic, leaves the dialogue after a brief appearance, suggesting a shift in focus from past moral authority to present examination.
  • The Sophist Thrasymachus replaces Cephalus, representing a rejection of ancestral wisdom and the wisdom of the gods. Thrasymachus claims justice is the interest of the stronger, and injustice pays.
  • Thrasymachus’ claim to expertise in understanding power dynamics in states is not seriously disputed; he cares about money and refuses to share his views on justice without payment.
  • Socrates refutes Thrasymachus formally, arguing that ruling, like other skills, is practiced for the good of the object, not the practitioner. Thrasymachus concedes defeat but remains in silence.
  • Thrasymachus’ dismissal is likely due to his vigor and the assumption that there is still something worth controlling in him. Cephalus, with passion spent, leaves the dialogue.
  • Plato distinguishes between three classes of knowledge: ordinary knowledge, knowledge of the Thrasymachus kind (seeing beyond world deceptions), and true knowledge that goes further.
  • Thrasymachus unwittingly highlights the challenge of discerning political realities, and Plato aims to bring the realities of power out into the open in his Ideal State.
  • Plato’s political engineering in the Republic seeks to neutralize the bases of disproportionate power, like wealth and family loyalty, ensuring unity above and disunity below for stability.
  • Plato addresses the problem of divided states by constructing a state in which causes of division remain but effects are not divisive, emphasizing unity in the ruling group through the principle of justice.

3. THE GUARDIANS OF THE STATE AND JUSTICE

  • Justice is the integrating principle in Plato’s Ideal State, binding classes and providing unity in the ruling group.
  • Socrates shifts from exploring justice in an individual to examining justice in a community, arguing that justice is easier to find in the state due to its public and holistic nature.
  • Plato asserts that justice is not a set of rules but a characteristic of a well-organized society where individuals are assigned roles based on their skills.
  • The ruling group’s claim to rule rests on the art of managing others, and institutional arrangements in Plato’s state focus on training and perpetuating the ruling group.
  • Guardians-in-training undergo an extensive education process, and the state’s priority is to preserve this training to produce just rulers who understand justice.
  • The training program involves selection, with individuals remaining in the highest class based on their talents, promoting a structured hierarchy.
  • Dialectic is a key method in Plato’s Republic, progressing through statement and contradiction to achieve coherence and discover truth about justice.
  • Dialectic involves agreeing to necessary aspects: patience, the non-wasteful nature of arguments, incorporation of ideas, emergence of truth from the process, grasping truth, and commitment to the entire process.
  • Plato distinguishes dialectic from eristic, a form of argument resembling fast table-tennis, often played for applause. Socrates engages in eristic with Thrasymachus before engaging in dialectic in the Republic.
  • Plato allows Socrates to play eristic to highlight the difference between dialectic and show-off argumentation, emphasizing the importance of dialectic in the pursuit of truth.
  • Dialectically trained minds strive for the vision of the Form of the Good, which Plato considers the highest philosophical knowledge.
  • The Form of the Good illuminates other Forms, and true knowledge begins with it, shaping the entire realm of knowledge.
  • Guardians must attain knowledge of the Form of the Good before learning practical ruling skills, ensuring that they understand justice before defending and preserving it in the state.
  • Plato’s contention that Philosopher-Rulers must see the Form of the Good is justified by the belief that a common system of education binds the ruling elite together, preventing internal divisions.
  • Plato addresses the potential danger of intra-elite competition by explaining that men compete to outdo each other in what they perceive as good, suggesting that the education system fosters elite solidarity.
  • Plato argues that there is a limiting condition on competition, especially evident in activities like tuning instruments, where competence is essential.
  • Incompetent individuals lacking necessary skills might unknowingly compete with others like themselves, while skilled individuals compete only with others of their caliber.
  • Plato contends that just men, like good musicians, do not compete with other just men but only with unjust men, fostering solidarity in the ruling group.
  • Men are judged by how they treat each other, and Plato suggests that Guardians should treat each other differently than those they rule.
  • The possibility of intra-elite competition is a concern for Plato, as it could threaten the solidarity of the ruling group in the Ideal State.
  • Plato emphasizes the importance of selecting true Guardians who are reluctant rulers, contrasting them with potential impostors who may seek power eagerly.
  • Guardians must be persuaded to rule, and ruling does not bring personal benefits like wealth or fame; instead, it involves sacrifices such as limitations on possessions, controlled sexual life, frugal meals, and absence of law to guide decisions.
  • Plato considers the risk of Guardians avoiding ruling duties and competing to pass the burden to others, introducing an undesirable element of competition within the ruling group.
  • Guardians, unlike other rulers, are not motivated by personal gain but by the pursuit of justice and the common good, and they must continually engage in ruling to maintain their fitness as Guardians.
  • The absence of a legal system in the Republic serves as a positive benefit, as decisions are based on shared reasoning among Guardians, ensuring consistency and promoting class solidarity.
  • The absence of law makes the ruled class easier to govern, as individuals imitate the behavior of the ruling class, creating an informal code of conduct.
  • In Plato’s Ideal State, a challenge to the rule of Guardians is more likely to come from the Auxiliary class than from the ruled class.
  • The Auxiliary class, comprised of those who didn’t qualify as Guardians, possesses a sense of group solidarity and serves as the military and police power of the state.
  • Plato envisions more Auxiliaries than fully-fledged Guardians but fewer than the ruled class.
  • Auxiliaries share the disciplined barracks life of Guardians without the compensations, and Plato questions how they would find satisfaction in their roles.
  • Economic autarky and isolation from the outside world are key aspects of Plato’s ideal state, similar to the model of Sparta.
  • The lack of external threats might lead to Auxiliaries having little to do, potentially causing morale issues or a desire for real wars.
  • Guardians, being few in number, would need to rely on the respect of young warriors for older and senior soldiers to prevent discontent and potential military coups.
  • Plato suggests that the state religion, based on the myth of the metals, could help in maintaining order and allegiance among the Auxiliaries.
  • Critics question whether Plato’s Ideal State, founded on reason, is compromised by the introduction of a state religion and the myth of the metals.
  • Plato’s claim that even Guardians should believe in the myth is not a substitute for the vision of the Good; it reinforces the division of classes for the overall good of the state.
  • Plato’s inclusion of a state religion may serve as a form of social control, making milder forms of control less likely to be resented than overt exercise of power by the ruling class.
  • The longevity of Plato’s Ideal State is a crucial consideration, and he recognizes the link between domestic arrangements, foreign policy, and the sustainability of a state.
  • Plato observes a pattern in changes of regime in Book IX of the Republic, suggesting a vicious circle of domestic class wars and foreign policy complications in ancient Greek cities.

THE THEME OF POLITICAL DEGENERATION

  • In Book IX of the Republic, Plato discusses timarchy, oligarchy, democracy, and tyranny as degenerations from his Ideal State.
  • Plato envisions his Ideal State as having once existed, with contemporary states seen as degenerate copies, and emphasizes the danger of degeneration as a future threat.
  • The destabilizing effects of a timarchic character entering the ruling Guardian class have been discussed earlier.
  • Plato explores the idea of instability of character as a means to illustrate the inherent instability of all states, except his Ideal State.
  • He presents a sliding scale of instability, ranking timarchy as the most stable of imperfect forms, with oligarchy and democracy falling in between, and tyranny being the least stable.
  • Plato’s classification of character types is not merely a result of soul-surgery; instead, it corresponds to different political types molded by various polis structures.
  • Individual character mattered significantly in the Greek polis, where the city played a role in shaping the characters of its citizens.
  • Plato is pessimistic about character, believing that when the best becomes corrupted, it turns into the worst.
  • Ancient Sparta, known for character-building, is cited as an example, but even its well-constituted training system, represented by Lycurgus, is deemed to fall short of the ideal.
  • Timarchy degenerates into oligarchy as timocrats lack a clear sense of what to admire, leading to brittleness in character and the eventual collapse of systems like Sparta.
  • Plato explores how timarchy maintains itself by avoiding luxury and extracting resources from a subject population through a monopoly on armed forces.
  • Oligarchy, the next stage, becomes unstable as it cannot offer security to the ruled class and is characterized by misers and their profligate sons.
  • Oligarchic sons pose a threat to the system, leading to internal strife and disunity among oligarchs.
  • Plato believes that solidarity in a ruling group is crucial for the longevity of a government, and oligarchy’s corruption of sons contributes to its downfall.
  • Democracy, the subsequent stage in Plato’s scheme of political corruption, poses a challenge as it appears attractive and offers freedom of choice in lifestyles.
  • Plato acknowledges the apparent appeal of democracy, where individuals can pursue self-chosen ends, but argues that its instability makes it the least just form of rule.
  • Democracy’s free and easy style of life, where people pursue various pleasures, makes it susceptible to corruption and eventual degeneration into demagogic tyranny.
  • Plato’s treatment of democracy differs from other forms as he identifies distinct phases in its political development before it descends into demagogic tyranny.
  • The establishment of democracy involves the people realizing their own cowardice, overthrowing oligarchs, and instituting a system where all offices are open to everybody by lot.
  • Early democratic leaders often emerge from the discontented under the oligarchy, particularly the profligate sons of oligarchs.
  • Demagogic leadership, according to Plato, requires knowledge of crowd psychology, akin to the Sophist training in Athens, and involves robbing the rich to appease the masses.
  • Plato suggests that the Sophists play a role in training demagogues by imparting knowledge of the passions and pleasures of the common people.
  • Plato describes the first stage of democracy, where rich and superior young men become leaders, often lacking moderation in character and aspiring to conquer the world.
  • The crowd acts as a grand-scale Sophist, influencing and shaping these leaders to meet its desires.
  • The corruption of the demagogue’s character begins during the transition from oligarchy to democracy, with internal conflicts arising as external controls diminish.
  • Democratic leaders, as crowd pleasers, give in to the loudest desires of the undisciplined democratic character, sacrificing the most importunate desire of the moment.
  • Flattery initially keeps the crowd satisfied, but the demagogue must resort to more substantial actions like despoiling vanquished oligarchs and redistributing land to maintain support.
  • Democracy becomes a breeding ground for new moneymakers, leading the demagogue to rob them by inventing oligarchic plots.
  • The tactic of inventing conspiracies may backfire, as surviving oligarchs and nouveaux riches start real plotting, creating internal and external enemies for the demagogue.
  • The demagogue’s next strategy involves war, reinforcing the people’s belief in the need for a ruler, while also allowing taxation for the war chest.
  • The grumbling crowd, facing taxation and demands for regular work, begins to question the benefits of following the demagogue.
  • As the crowd perceives that the demagogue benefits more from democracy than they do, dissatisfaction grows, leading to the third stage.
  • The third stage involves the demagogue degenerating into a tyrant, developing a taste for blood through treason trials and perceived internal and external threats.
  • To ensure safety, the tyrant establishes a foreign guard loyal to him, composed of discontented sons of the rich from other cities.
  • The tyrant’s character becomes dominated by a master passion, unleashing dark and repressed desires, leading to a life marked by debauchery and bloodshed.
  • Plato emphasizes the connection between the tyrant’s character and the tyrannical state, with both being characterized by weakness, unhappiness, and the inversion of the Good.
  • Plato argues against the poets, who portray tyrants as happy, and contends that the tyrant is the most wretched of men.
  • The descent from democracy into tyranny completes Plato’s overarching argument about the relationship between human character and forms of rule.
  • Plato’s analysis of political degeneration, though extreme, is presented with detail and care, suggesting a connection to real or imagined experiences in ancient Greek political life.
  • The longevity of Athens’ democracy challenges Plato’s claim that democracy is inherently unstable, raising questions about the historical accuracy of his scheme.
  • Plato’s attack on democracy is dual, as he acknowledges its short-term attractiveness while asserting its long-term instability, especially in comparison to oligarchy and timarchy.
  • The stability of democratic regimes challenges Plato’s characterization of human character and types of political regimes, highlighting potential weaknesses in his overarching political theory.

4. ARISTOTLE AND THE SCIENCE OF POLITICS

  • Aristotle was born in 384 BC in Stageira, Thrace, a subject of the king of Macedon, with his father being a doctor for King Amynatas.
  • His father served the throne later occupied by Philip, who became the father of Alexander the Great. Philip’s conquests made Macedon the most powerful state in Greece.
  • Aristotle studied at Plato’s Academy in Athens from the age of seventeen, staying as a student and teacher until he was around forty.
  • His Macedonian connections may have caused suspicion in Athens due to Macedon’s threat to Greek city-state autonomy.
  • Aristotle faced anti-Macedonian sentiment in Athens twice, possibly linked to the succession question at Plato’s Academy. He failed to become the head of the Academy.
  • During his exile, Aristotle went to Assos in the territory of the tyrant Hermias of Atarneus, marrying Hermias’ daughter. He also tutored Alexander the Great for a brief period.
  • Aristotle returned to Athens in 336 after Alexander’s ascension to power. He founded his own school, the Lyceum, becoming a prominent figure in Athens.
  • The Lyceum’s curriculum covered various subjects, making Aristotle a pioneer in establishing a comprehensive educational institution.
  • Athens experienced division between pro- and anti-Macedonian parties (oligarchs vs. democrats). Aristotle, with well-born friends, navigated these political tensions.
  • Anti-Macedonian sentiment renewed in Athens after Alexander’s death in 332, prompting Aristotle to move to Chalcis in Euboea.
  • Aristotle died at Chalcis at the age of sixty-two, leaving a lasting impact on philosophy, science, and education.

THE PROBLEM OF ARISTOTLE’S POLITICS

  • Aristotle was Plato’s pupil, leading to assumptions about the influence Plato had on Aristotle’s political thought.
  • The view that Aristotle broke with Plato is based on the belief that Aristotle, as a model student, must have been reluctant to part with Plato’s influence.
  • Speculations on Aristotle’s background as an outsider, born in Macedonian Thrace and an Athenian resident foreigner, contribute to the theory that he overvalued citizenship and idealized the polis.
  • Aristotle’s political philosophy is often analyzed in the context of his potential fear of being seen as a Macedonian agent due to his father’s connection to Philip and rumors of tutoring Alexander.
  • The banquet at Opis in 324, where Alexander reconciled Macedonians and Persians, marked a shift towards multi-racial empires, challenging Aristotle’s idealization of the polis.
  • The Politics, considered a messy compilation, may have been hastily assembled, reflecting the urgency brought about by Alexander’s conquests.
  • Werner Jaeger argues for a distinction between the “Original Politics” (Platonic inspiration) and the “Aristotelian Politics” (more empirical), suggesting a developmental shift in Aristotle’s thought.
  • Aristotle’s political science is rooted in nature, resembling his empirical approach in biology, contrasting with Plato’s tendency to dismiss much of political life.
  • Aristotle values common opinion and believes past mistakes can be instructive, acknowledging that understanding has developed over time.
  • Aristotle’s naturalistic approach involves identifying political aspects that align with nature’s purposes and amending those that frustrate those purposes.
  • His approach is ambitious, encompassing all political aspects with the aim of achieving nature’s fulfillment in a world full of challenges.
  • Contrary to the view that Aristotle settled for the mediocre, he emphasizes the usefulness of political science in achieving the best possible outcomes given the circumstances.

A MAP OF THE POLITICS

  • Book 1: Aristotle’s Defense of the Polis

    • Polis is distinct due to its moral end, not just economic factors.
    • Justification of slavery within a well-managed household.
    • Discussion on wealth acquisition and its relation to household management.
  • Book 2: Ideal Communities and Property

    • Discussion of ideal communities.
    • Examination of Plato’s Republic regarding the community of wives and children.
    • Property can be private but used in common through gifts and hospitality.
  • Book 3: Defining the Polis and Citizenship

    • The polis is defined by its constitution, not citizens or territory.
    • Citizenship involves participation in public affairs.
    • Classification of constitutions into ‘good’ (monarchy, aristocracy, politeia) and ‘corrupt’ forms.
  • Books 4, 5, 6: Morphology and Pathology of States

    • Examination of different forms of government: oligarchy, democracy, tyranny, etc.
    • Answers to questions about the existence of constitutions, the best constitution, and how they are organized.
    • Aristotle’s views on political pathology, preventive measures, and regime changes.
  • Books 7, 8: Aristotle on the Best State

    • Population size should meet the needs of self-sufficiency, not excessive.
    • Territory should be sufficient for a leisured life without luxury.
    • Only Greeks are considered fit to be citizens.
    • Roles within the polis: warriors, rulers, priests, craftsmen, laborers, farmers, slaves, and women.
    • Emphasis on the best life for a citizen: warrior in youth, ruler in middle age, and priest in old age.
  • Education and the Good Life

    • The polis exists for the good life of its citizens.
    • Education focuses on citizenship, practical reason, and moral development.
    • The end goal of man is found in reason, divided into speculative and practical reason.
    • Education is crucial for enabling citizens to practice virtues and lead the good life.

THE NATURALNESS OF RULERSHIP

  • Aristotle’s political philosophy is grounded in the belief that certain ways of organizing human life are natural, while others are not.
  • In the Politics, Aristotle discusses natural pairs and rulership, emphasizing that rulership exists in relationships between superiors and inferiors.
  • Natural pairs, such as masters and slaves, husbands and wives, fathers and children, and rulers and ruled, are deemed natural because each component needs the other to fulfill its purpose and function.
  • Rulership, encompassing commands, guidance, and education, is seen in relationships like mind over body and intelligence over desires.
  • Aristotle considers the naturalness of rulership over animals, asserting that domestication benefits both humans and animals, providing protection and establishing a sense of ownership.
  • Different forms of rulership are explored, distinguishing between absolute rule (mind over body) and constitutional rule (intelligence over desires).
  • Rule is always limited by its end, and abuse of power, without a clear purpose, is akin to ‘drug abuse’ in Aristotle’s view.
  • Aristotle justifies slavery by arguing that those fit to direct themselves are fit to direct those incapable of self-direction. The relationship is both managerial and moral.
  • Slavery is seen as a part of wealth, not a means to increase wealth, emphasizing that slaves exist to free masters from menial tasks.
  • The hierarchy of ends is essential in Aristotle’s teleology, asserting that the end of a process gives meaning to the entire process.
  • Aristotle’s doctrine of the priority of ends implies that understanding a process requires knowledge of its ultimate goal.
  • The natural hierarchy extends from family and village to the polis, where the good life is the ultimate end.
  • Aristotle’s teleological perspective is not predictive but offers a rational framework for understanding natural processes.
  • The doctrine of natural places justifies the existence of slavery based on perceived differences between men, animals, male and female, and adults and children.
  • The sliding scale of suitability for slavery ranges from nobly born Greeks (least suitable) to base-born barbarians (most suitable), with Olympic victors exempted.
  • Aristotle rejects the Sophist argument that all power relations are conventional, insisting that some relationships are natural and essential for a meaningful world.
  • Criticism of Aristotle’s arguments about slavery often centers on the assumption that the good life requires leisure for virtue, making slavery a perceived necessity rather than a choice.

THE NATURALNESS OF THE POLIS

  • Aristotle addresses the challenge of governing a polis of free and equal citizens, where no natural order exists among them.
  • He grapples with the influence of Sophists and Plato, emphasizing the need for a form of government that aligns with justice and is not merely a matter of taste.
  • Aristotle shifts the focus from “Who is the best for ruling?” to “What kinds of men can make a good life for themselves?” He identifies practical wisdom (phronesis) as essential, acknowledging its limitations and its reliance on accumulated experience.
  • The concept of phronesis is crucial for free men in making decisions, especially in political matters. Aristotle believes that citizens interested in well-governed cities expand their experiences and enhance their decision-making wisdom.
  • Aristotle introduces the idea that laws, when properly made, represent decisions about the good life. Different forms of rule, such as kingship, aristocracy, and politeia (rule of the many), are governed by laws for the benefit of all.
  • He distrusts even wise rulers with unchecked executive power, preferring decisions to take the form of laws. Laws rule when intelligence operates without the influence of passions.
  • The arrangement for holding office in turns resolves the lack of a naturally ruling part among free and equal citizens. Citizens must take turns ruling and being ruled, aligning with the natural principle of equality.
  • Aristotle sees this arrangement as providing a moderating influence when conducted through law. The citizens, as consumers and producers of rule, develop judgment and civility through judging and being judged.
  • Obedience to law is just one aspect of being a good citizen. Aristotle emphasizes the educative effect of law in promoting cooperative virtues.
  • Choices about the good life are crucial but not to be made every day. Aristotle envisions laws as a framework for life and its preparation, mainly concerning education.
  • Aristotle’s approach to law recognizes the need for both fixed and changing elements, striking a balance between stability and adaptability.
  • Civility, not dialectic, is crucial in Aristotle’s vision of citizen relations. Free men would begin from what is already common among them, promoting cooperation and shared values.
  • Aristotle suggests that policy-makers should be those who have already demonstrated successful decision-making in their families and other communities. The head of a family is already accustomed to managing a common enterprise for the benefit of all.
  • He asserts the importance of equality among equals, rejecting the rule of a kingly man over free citizens, as it would violate the naturalness of the state and lead to an imbalance of power.
  • Aristotle’s claim for the naturalness of the polis hinges on the integration of natural communities, like families and villages, into the supreme community. The progression from family to polis is not temporal but a simultaneous and integrated role.
  • The influence of a truly kingly man is considered an embarrassment in the polis, as it challenges the natural hierarchy and undermines the carefully integrated forms of rule in Aristotle’s scheme.
  • Aristotle’s argument for the naturalness of the polis responds to the imperial world emerging under figures like Alexander, emphasizing the need for obedience and integration of various communities.
 

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